SECOND AMENDMENT dated as of September 21, 2017 among LPL FINANCIAL HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, CERTAIN SUBSIDIARIES OF LPL FINANCIAL HOLDINGS INC., as Subsidiary Guarantors, THE INCREMENTAL LENDERS PARTY HERETO,...Second Amendment • September 21st, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of March 10, 2017, among LPL FINANCIAL HOLDINGS INC. (formerly LPL Investment Holdings Inc.), a Delaware corporation (“Holdings”; as hereinafter further defined), LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), the banks, financial institutions and other investors from time to time parties hereto as lenders (each a “Lender” and, collectively, the “Lenders”; each as hereinafter further defined), JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent, a Letter of Credit Issuer and a Swingline Lender, MORGAN STANLEY BANK, N.A., as a Letter of Credit Issuer and a Swingline Lender, and BANK OF AMERICA, N.A., as a Letter of Credit Issuer, and GOLDMAN SACHS BANK USA, as a Swingline Lender.
FIRST SUPPLEMENTAL INDENTURESupplemental Indenture • September 21st, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
First Supplemental Indenture (this “Supplemental Indenture”), dated as of September 21, 2017 among LPL Holdings, Inc., a Massachusetts corporation (the “Issuer”), certain subsidiaries of the Issuer, as guarantors (collectively, the “Guarantors” and, collectively with the Issuer, the “LPL Parties”) and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”).
