RESTORATION ROBOTICS, INC. UNDERWRITING AGREEMENT Shares of Common StockUnderwriting Agreement • September 22nd, 2017 • Restoration Robotics Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 22nd, 2017 Company Industry JurisdictionRestoration Robotics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom National Securities Corporation is acting as the representative (the “Representative”), an aggregate of authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares”
Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission. FIRST AMENDMENT TO HARRIS/HSC LICENSE AGREEMENTHarris/HSC License Agreement • September 22nd, 2017 • Restoration Robotics Inc • Surgical & medical instruments & apparatus
Contract Type FiledSeptember 22nd, 2017 Company IndustryThis First Amendment to Harris/HSC License Agreement between Restoration Robotics, Inc., James A. Harris, MD and HSC Development LLC (the “First Amendment to License Agreement”) is made effective as of January 5, 2009 (the “Effective Date of the First Amendment to License Agreement”).
Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission. LICENSE AGREEMENTLicense Agreement • September 22nd, 2017 • Restoration Robotics Inc • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledSeptember 22nd, 2017 Company Industry JurisdictionTHIS LICENSE AGREEMENT (“License Agreement”) is made and entered as of July 25, 2006 (“Effective Date”), between Restoration Robotics, Inc., a Delaware corporation having a place of business at 1383 Shore Bird Way, Mountain View, CA 94043 (“Restoration”), HSC Development LLC, a Delaware limited liability company having a place of business at 3003 E. Third Avenue, Suite 201, Denver, CO 80206 (“HSC”), and James A. Harris, MD, an individual having an address of [***] (“Harris”), each referred to herein as a “Party” and collectively as the “Parties.”
Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission. SECOND AMENDMENT TO HARRIS/HSC LICENSE AGREEMENTHarris/HSC License Agreement • September 22nd, 2017 • Restoration Robotics Inc • Surgical & medical instruments & apparatus
Contract Type FiledSeptember 22nd, 2017 Company IndustryThis Second Amendment to Harris/HSC License Agreement between Restoration Robotics, Inc., James A. Harris, M.D. and HSC Development LLC (the “Second Amendment to License Agreement”) is made effective as of February 23, 2015.