STATE STREET BANK AND TRUST COMPANYDividend & Income Fund • December 26th, 2017
Reference is hereby made to (a) the Custodian Agreement (the “Custody Agreement”) dated as of April 8, 2002 by and between State Street Bank and Trust Company (“State Street”) and each Fund listed on Exhibit A thereto (each, individually, a “Fund” and, collectively, the “Funds”), as such Custody Agreement may be amended, supplemented, restated or otherwise modified from time to time. The parties have entered into this fee schedule (“Fee Schedule”) dated December 14, 2017 and effective as of August 1, 2016 (the “Effective Date”) in order to memorialize their agreement on the compensation to be paid by the Funds to State Street for the performance of the services specified in the Custody Agreement (the “Services”). This Fee Schedule shall be subject to the terms and conditions of the Custody Agreement as if it were a part thereof. Unless otherwise agreed by the parties, this Fee Schedule shall apply to the provision of the Services to each Fund which is a party or is otherwise subject to
December 14, 2017 Russell Kamerman Chief Compliance Officer and General Counsel Dividend and Income Fund New York, NY 10005 RE: Dividend and Income Fund – Rights Offer Dear Russell:Dividend & Income Fund • December 26th, 2017 • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Dividend and Income Fund (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • December 26th, 2017 • Dividend & Income Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of December 13, 2017, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Dividend and Income Fund (the “Company”).
