0001193125-18-099804 Sample Contracts

THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT
Stockholder Agreement • March 29th, 2018 • CM Finance Inc • Maryland

THIS THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT is entered into as of December 7, 2017 (this “Agreement”), by and among CM Finance Inc, a Maryland corporation (the “Company”), CM Investment Partners LLC, a Delaware limited liability company (the “Adviser”), Stifel Venture Corp., a Missouri corporation (“Stifel”) and for purposes of Section 3 only, Stifel, Nicolaus & Company, Incorporated.

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