THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENTStockholder Agreement • March 29th, 2018 • CM Finance Inc • Maryland
Contract Type FiledMarch 29th, 2018 Company JurisdictionTHIS THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT is entered into as of December 7, 2017 (this “Agreement”), by and among CM Finance Inc, a Maryland corporation (the “Company”), CM Investment Partners LLC, a Delaware limited liability company (the “Adviser”), Stifel Venture Corp., a Missouri corporation (“Stifel”) and for purposes of Section 3 only, Stifel, Nicolaus & Company, Incorporated.