•] Shares AXA Equitable Holdings, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service • New York
The undersigned understands that Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc. and Citigroup Global Markets Inc. (the “Managers”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with AXA Equitable Holdings, Inc., a Delaware corporation (the “Company”) and AXA S.A., a société anonyme organized under the laws of France, providing for the public offering (the “Public Offering”) by the several Underwriters, including the Managers (the “Underwriters”), of [•] shares (the “Shares”) of the Common Stock, par value $0.01 per share, of the Company (the “Common Stock”).
THE EQUITY PLAN FOR DIRECTORS STOCK OPTION AGREEMENTEquity Plan for Directors • April 26th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service
AXA Financial, Inc., a Delaware corporation, hereby grants to the above-named Optionee as of the date of grant as set forth above (the “Date of Grant”) under this Stock Option Agreement and pursuant to The Equity Plan for Directors (the “Plan,” capitalized terms not otherwise defined herein have the meanings set forth in the Plan) a stock option (the “Option”) to purchase from the Company up to, but not exceeding in the aggregate, the number of AXA Ordinary Shares (each a “Share” and collectively the “Shares”) set forth above at the per Share euro exercise price set forth above (which represents the closing price for a Share quoted on Euronext Paris S.A. on the Date of Grant) (the “Exercise Price”), in accordance with the Plan and subject to the following terms and conditions:
AXA FINANCIAL, INC. RESTRICTED STOCK UNITS AWARD AGREEMENTRestricted Stock Units Award Agreement • April 26th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service
AXA Financial, Inc., a Delaware corporation, (the “Company”) hereby grants to the above-named Grantee under this Restricted Stock Units Award Agreement (the “Grant”), the number of restricted stock units (“RSUs”) set forth above subject to the following restrictions, terms and conditions:
THE AXA STOCK OPTION PLAN FOR AXA FINANCIAL EMPLOYEES AND ASSOCIATES OPTION AGREEMENT FOR OPTIONSAXA Equitable Holdings, Inc. • April 26th, 2018 • Insurance agents, brokers & service
AXA S.A., a société anonyme organized under the laws of the Republic of France, hereby grants, as of the date of grant set forth above (the “Date of Grant”), to the optionee (the “Optionee”) named in the option grant letter from Thomas Buberl June , 20 (the “Grant Letter”) under this Option Agreement and pursuant to The AXA Stock Option Plan for AXA Financial Employees and Associates, as the same may be amended from time to time (the “Plan,” capitalized terms not otherwise defined herein have the meanings set forth in the Plan), an option (the “Option”) to purchase from AXA up to, but not exceeding in the aggregate, the number of AXA ordinary shares (each, a “Share” and collectively, the “Shares”) set forth in the Grant Letter at the per Share euro exercise price set forth above (which represents the average closing price of a Share on Euronext Paris for the twenty (20) trading days prior to the Date of Grant) (the “Exercise Price”), in accordance with the Plan and subject to the follo
Transaction Incentive Grant Grant Notice to Employee Restricted Stock Unit AgreementEmployee Restricted Stock Unit Agreement • April 26th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service • Delaware
This Employee Restricted Stock Unit Agreement (the “Agreement”), by and between AXA Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the employee whose name is set forth on the Grant Notice hereto (the “Employee”), is being entered into pursuant to the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan (the “Plan”). Capitalized terms that are used but not defined herein shall have the respective meanings given to them in the Plan.
THE EQUITY PLAN FOR DIRECTORS RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • April 26th, 2018 • AXA Equitable Holdings, Inc. • Insurance agents, brokers & service
AXA Financial, Inc., a Delaware corporation, (the “Company”) hereby grants to the above-named Participant under this Restricted Stock Award Agreement and pursuant to The Equity Plan for Directors (the “Plan,” capitalized terms not otherwise defined herein have the meanings set forth in the Plan) an award of Restricted Stock representing the number of AXA Ordinary Shares set forth above subject to the following restrictions, terms and conditions:
