E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A. 4.500% Senior Notes due 2028 Third Supplemental Indenture Dated as of June 20, 2018 to Indenture dated as of August 24, 2017Third Supplemental Indenture • June 20th, 2018 • E Trade Financial Corp • Savings institution, federally chartered • New York
THIRD SUPPLEMENTAL INDENTURE, dated as of June 20, 2018 (this “Supplemental Indenture”), to the Indenture dated as of August 24, 2017 (as amended, modified or supplemented from time to time in accordance therewith, other than with respect to a particular series of debt securities, the “Base Indenture” and, as amended, modified and supplemented by this Supplemental Indenture, the “Indenture”), by and between E*TRADE Financial Corporation (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”).
E*TRADE FINANCIAL CORPORATIONUnderwriting Agreement • June 20th, 2018 • E Trade Financial Corp • Savings institution, federally chartered • New York
E*TRADE Financial Corporation, a Delaware corporation (the “Company”), confirms its agreement with the several underwriters listed in Schedule 1 hereto (the “Underwriters”) for whom Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC are acting as representatives (the “Representatives”) with respect to the issuance and sale by the Company, subject to the terms and conditions described below (this “Agreement”), of (i) $420,000,000 principal amount of its 4.500% Senior Notes due 2028 (the “Securities”). The Securities will be issued pursuant to an indenture (the “Base Indenture”), together with a supplemental indenture with respect to the Securities (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), in each case to be entered into between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”) on the Closing Date (as define
