BARCLAYS PLC Contingent Convertible Securities Underwriting Agreement — Standard ProvisionsBarclays PLC • August 14th, 2018 • Commercial banks, nec • New York
From time to time Barclays PLC, a public limited company organized under the laws of England and Wales (the “Company”), proposes to enter into one or more Pricing Agreements (each a “Pricing Agreement”) in the form of Annex I hereto, with such additions and deletions as the parties thereto may determine, and, subject to the terms and conditions stated herein and therein, to issue certain of the Company’s contingent convertible securities (the “Securities”) convertible in accordance with their terms for stock or other securities of Barclays PLC (the “Conversion Securities”) specified in Schedule II to the applicable Pricing Agreement (the “Designated Securities”) and to issue to the firms named in Schedule I to such Pricing Agreement (such firms constituting the “Underwriters” with respect to such Pricing Agreement and the Securities specified therein).
Pricing AgreementBarclays PLC • August 14th, 2018 • Commercial banks, nec
Barclays PLC (the “Company”) proposes to issue $2,500,000,000 aggregate principal amount of 7.750% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities (Callable September 15, 2023 and Every Five Years Thereafter) (the “Securities”). Each of the Underwriters hereby undertakes to purchase at the subscription price set forth in Schedule II hereto, the amount of Securities set forth opposite the name of such Underwriter in Schedule I hereto, such payment to be made at the Time of Delivery set forth in Schedule II hereto. The obligations of the Underwriters hereunder are several but not joint.
BARCLAYS PLC, Issuer, THE BANK OF NEW YORK MELLON, LONDON BRANCH, Trustee and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH, as Contingent Convertible Security Registrar FIRST SUPPLEMENTAL INDENTURE Dated as of August 14, 2018 To the Contingent...First Supplemental Indenture • August 14th, 2018 • Barclays PLC • Commercial banks, nec • New York
NOTE: This reconciliation and tie shall not, for any purpose, be deemed to be a part of this First Supplemental Indenture or the Contingent Convertible Securities Indenture.
