GLADSTONE INVESTMENT CORPORATION Shares of Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 16th, 2018 • Gladstone Investment Corporation\de • New York
The Company has entered into an investment advisory and management agreement, dated as of June 22, 2005 (as re-approved through August 31, 2018 and August 31, 2019 by the board of directors of the Company on July 11, 2017 and July 10, 2018, respectively, the “Investment Advisory Agreement”), with the Adviser. The Company has entered into an administration agreement, dated as of June 22, 2005 (the “Administration Agreement”), with the Administrator.
