Subscription Agent Agreement Between Gabelli Convertible and Income Securities Fund Inc. and Computershare Trust Company, N.A. and Computershare Inc.Subscription Agent Agreement • September 4th, 2018 • Gabelli Convertible & Income Securities Fund Inc • New York
THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this day of 2018 (the “Effective Date”) by and among Gabelli Convertible and Income Securities Fund Inc., a company organized and existing under the laws of the State of Maryland (the “Company”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
The Gabelli Convertible and Income Securities Fund Inc. Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENTDealer Manager Agreement • September 4th, 2018 • Gabelli Convertible & Income Securities Fund Inc • New York
August 1, 2018 The Gabelli Convertible and Income Securities Fund Inc. One Corporate Center Rye, NY 10580-1422Service Agreement • September 4th, 2018 • Gabelli Convertible & Income Securities Fund Inc
This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow” or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Convertible and Income Securities Fund Inc. to holders of the Fund’s existing Common Shares (“the Offer”).
