DISTRIBUTION AGREEMENT FOR THE GABELLI GLOBAL FINANCIAL SERVICES FUNDDistribution Agreement • October 1st, 2018 • Gabelli Equity Series Funds Inc • New York
DISTRIBUTION AGREEMENT, dated September 24, 2018, between Gabelli Equity Series Funds, Inc., a Maryland corporation (the “Company”), and G.distributors, LLC, a Delaware limited liability company (the “Distributor”). The Company is registered as an investment company under the Investment Company Act of 1940 (the “1940 Act”), and an indefinite number of shares of The Gabelli Global Financial Services Fund (the “Fund”), par value $.001 per share (the “Shares”), have been registered under the Securities Act of 1933 (the “1933 Act”) to be offered for sale to the public in a continuous public offering in accordance with terms and conditions set forth in the Prospectus and Statement of Additional Information (the “Prospectus”) of the Fund included in the Company’s Registration Statement on Form N-1A as such documents may be amended from time to time.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 1st, 2018 • Gabelli Equity Series Funds Inc • New York
INVESTMENT ADVISORY AGREEMENT, dated September 24, 2018, between Gabelli Equity Series Funds, Inc. (the “Company”), a Maryland corporation, and Gabelli Funds, LLC (the “Adviser”), a New York limited liability company.
GABELLI EQUITY SERIES FUNDS, INC. EXPENSE DEFERRAL AGREEMENTExpense Deferral Agreement • October 1st, 2018 • Gabelli Equity Series Funds Inc • New York
THIS AGREEMENT dated as of September 24, 2018 is by and between Gabelli Equity Series Funds, Inc. (the “Company”), on behalf of its series, The Gabelli Global Financial Services Fund (the “Series”), and Gabelli Funds, LLC (the “Adviser”).
PURCHASE AGREEMENTPurchase Agreement • October 1st, 2018 • Gabelli Equity Series Funds Inc
Gabelli Equity Series Funds, Inc. (the “Company”), a Maryland corporation, on behalf of The Gabelli Global Financial Services Fund (the “New Fund”), and Gabelli Funds, LLC (the “Buyer”) hereby agree as follows:
