0001193125-18-310769 Sample Contracts

INVESTMENT ADVISORY AGREEMENT

Investment Advisory Agreement • October 29th, 2018 • Highland Floating Rate Opportunities Fund • Delaware

• Contract Type
  Investment Advisory Agreement
• Filed
  October 29th, 2018
• Company
  Highland Floating Rate Opportunities Fund
• Jurisdiction
  Delaware

AGREEMENT made as of September 1, 2017, by and between Highland Capital Management Fund Advisors, L.P., a Delaware limited partnership (the “Adviser”), and Highland Floating Rate Opportunities Fund II, a Massachusetts business trust (the “Trust”), on behalf of its series, Highland Floating Rate Opportunities Fund II (the “Fund”).

AMENDMENT TO THE SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF HIGHLAND FLOATING RATE OPPORTUNITIES FUND

Second Amended and Restated Agreement and Declaration of Trust • October 29th, 2018 • Highland Floating Rate Opportunities Fund

• Contract Type
  Second Amended and Restated Agreement and Declaration of Trust
• Filed
  October 29th, 2018
• Company
  Highland Floating Rate Opportunities Fund