LETTER AGREEMENTExpense Limitation and Recoupment Agreement • October 29th, 2018 • Highland Funds I • Delaware
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • October 29th, 2018 • Highland Funds I • Pennsylvania
THIS SUB-ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 23rd day of July, 2018 (the “Effective Date”), by and between Highland Capital Management Fund Advisors, L.P., a limited partnership formed under the laws of the state of Delaware (the “Adviser”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
ADMINISTRATION AGREEMENTAdministration Agreement • October 29th, 2018 • Highland Funds I • Pennsylvania
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 23rd day of July, 2018 (the “Effective Date”), by and between Highland Funds I and Highland Funds II (each a “Trust,” and collectively the “Trusts”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
AMENDMENT TO MASTER SUB-ADMINISTRATION AGREEMENTMaster Sub-Administration Agreement • October 29th, 2018 • Highland Funds I • New York
This Amendment to the Master Sub-Administration Agreement is made as of November 29, 2017 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”) and Highland Capital Management Fund Advisors, L.P. (f/k/a Pyxis Capital, L.P.) (the “Administrator”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement.
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 29th, 2018 • Highland Funds I
This Amendment, effective as of January 8, 2018 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (the “Custodian”) and each management investment company identified on Appendix A and Appendix B hereto (each a “Fund”, and collectively the “Funds”).
AMENDMENT TO MASTER ADMINISTRATION AGREEMENTMaster Administration Agreement • October 29th, 2018 • Highland Funds I • New York
This Amendment to the Master Administration Agreement is made as of November 29, 2017 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and each management investment company made subject to the Agreement (as defined below) in accordance therewith (each, a “Trust” and collectively, the “Trusts”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement.
AMENDMENT NO. 8 TO ADMINISTRATION AGREEMENTAdministration Agreement • October 29th, 2018 • Highland Funds I • Pennsylvania
THIS AMENDMENT NO. 8 TO ADMINISTRATION AGREEMENT (this “Amendment”), is made this 29th day of September, 2017 (the “Amendment Effective Date”), by and between Highland Funds I (the “Trust”), and SEI Investments Global Funds Services (the “Administrator”).
LETTER AGREEMENTManagement Fee Waiver Agreement • October 29th, 2018 • Highland Funds I • Delaware
AMENDMENT to Transfer Agency and Service Agreement between Highland Funds Each of the Entities, Individually and not Jointly, as listed on Schedule A and DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • October 29th, 2018 • Highland Funds I
This Amendment is made as of this 26th day of April, 2018, between each of the entities, individually and not jointly, as listed on Schedule A to the Agreement, as amended (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent” or “DST AMS”, formerly known as Boston Financial Data Services, Inc.). The Funds and the Transfer Agent are parties to a Transfer Agency and Service Agreement dated December 26, 2012, as amended, (the “Agreement”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Agreement, the parties desire to amend the Agreement as set forth herein.
January 8, 2018 State Street Bank and Trust Company Channel Center, Mailstop CCB0502Master Administration Agreement • October 29th, 2018 • Highland Funds I
AMENDMENT to Transfer Agency and Service Agreement between Highland Funds Each of the Entities, Individually and not Jointly, as listed on Schedule A and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • October 29th, 2018 • Highland Funds I
This Amendment is made as of this 11h day of December, 2017, between each of the entities, individually and not jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). The Funds and the Transfer Agent are parties to a Transfer Agency and Service Agreement dated December 26, 2012, as amended, (the “Agreement”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Agreement, the parties desire to amend the Agreement as set forth herein.
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • October 29th, 2018 • Highland Funds I • Delaware
