GLADSTONE CAPITAL CORPORATION, Issuer AND U.S. BANK NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of November 6, 2018 Senior Debt SecuritiesIndenture • November 6th, 2018 • Gladstone Capital Corp • New York
GLADSTONE CAPITAL CORPORATION $50,000,000 6.125% Notes due 2023 UNDERWRITING AGREEMENTUnderwriting Agreement • November 6th, 2018 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a Maryland corporation (the “Company”), Gladstone Management Corporation, a Delaware corporation (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), each confirms with Keefe, Bruyette & Woods, Inc. and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as provided in Section 8 hereof), for whom Keefe, Bruyette & Woods, Inc. is acting as the representative (in such capacity, the “Representative”) with respect to the issuance and sale by the Company of $50,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.125% notes due 2023 (the “Notes”), and the purchase by the Underwriters, acting severally and not jointly, of the aggregate principal amount of Initial Securities set forth opposite their respective names in Exhibit A hereto, and with respect to the grant by the Company
