THIRTEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 26th, 2018 • Revolution Lighting Technologies, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledNovember 26th, 2018 Company Industry JurisdictionTHIS THIRTEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT, (this “Thirteenth Amendment”) is made as of this 31st day of July, 2018 by and among REVOLUTION LIGHTING TECHNOLOGIES, INC., a Delaware corporation (“RLT”), LIGHTING INTEGRATION TECHNOLOGIES, LLC, a Delaware limited liability company (“LIT”), RELUME TECHNOLOGIES, LLC, a Delaware limited liability company (“Relume”), TRI-STATE LED DE, LLC, a Delaware limited liability company (“Tri-State”), VALUE LIGHTING, LLC, a Delaware limited liability company (“Value Lighting”), ALL AROUND LIGHTING, L.L.C., a Texas limited liability company (“All Around”), ENERGY SOURCE, LLC, a Rhode Island limited liability company (“Energy Source”), REVOLUTION LIGHTING – E-LIGHTING, INC., a Delaware corporation (“RLT-E-Lighting”), SEESMART, LLC, a Delaware limited liability company (“Seesmart”), and TNT ENERGY, LLC, a Massachusetts limited liability company (“TNT Energy”, and together with RLT, LIT, Relume, Tri-State, Value Lighting, All Around, Energy Sou
GUARANTYRevolution Lighting Technologies, Inc. • November 26th, 2018 • Electric lighting & wiring equipment
Company FiledNovember 26th, 2018 IndustryFOR VALUE RECEIVED, the undersigned (jointly and severally) hereby (a) irrevocably, absolutely and unconditionally guarantee(s) to the payees and/or any subsequent owners or holders (each a “Lender” and, collectively, the “Lenders”) of (a) the Consolidated Promissory Note dated November 21, 2018, made by REVOLUTION LIGHTING TECHNOLOGIES, INC., a Delaware corporation with its principal place of business located at 177 Broad Street, 12th Floor, Stamford, Connecticut 06901 (“Parent”) in favor of ROBERT V. LAPENTA, SR., an individual with a business address at 177 Broad Street, 12th Floor, Stamford, Connecticut 06901, and Aston Capital, LLC, a Delaware limited liability company, in the aggregate principal amount of $38,407,968.88, (b) any other promissory note or other instrument from time to time made by Parent or one or more subsidiary of Parent in favor of any Lender and (c) each other promissory note or other instrument made by Parent or any subsidiary of Parent in favor of any Lender
SUBORDINATION AND INTERCREDITOR AGREEMENTSubordination and Intercreditor Agreement • November 26th, 2018 • Revolution Lighting Technologies, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledNovember 26th, 2018 Company Industry JurisdictionTHIS SUBORDINATION AND INTERCREDITOR AGREEMENT (this “Agreement”), dated as of November 21, 2018, is made by (i) ROBERT V. LAPENTA a/k/a ROBERT LAPENTA, SR., an individual with a business address at 177 Broad Street, 12th Floor, Stamford, Connecticut 06901, solely in his capacity as a subordinated creditor hereunder (in such capacity, the “Individual Subordinated Creditor”), and (ii) ASTON CAPITAL, LLC, a Delaware limited liability company, solely in its capacity as a subordinated creditor hereunder (in such capacity, the “Company Subordinated Creditor”, and together with the Individual Subordinated Creditor, each a “Subordinated Creditor” and collectively the “Subordinated Creditors”), for the benefit of BANK OF AMERICA, N.A. (with its participants, successors and assigns, the “Lender”).
FORBEARANCE AGREEMENT AND FOURTEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 26th, 2018 • Revolution Lighting Technologies, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledNovember 26th, 2018 Company Industry JurisdictionTHIS FORBEARANCE AGREEMENT AND FOURTEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Agreement”) is made as of this 21st day of November, 2018 by and among REVOLUTION LIGHTING TECHNOLOGIES, INC., a Delaware corporation (“RLT”), LIGHTING INTEGRATION TECHNOLOGIES, LLC, a Delaware limited liability company (“LIT”), TRI-STATE LED DE, LLC, a Delaware limited liability company (“Tri-State”), VALUE LIGHTING, LLC, a Delaware limited liability company (“Value Lighting”), ALL AROUND LIGHTING, L.L.C., a Texas limited liability company (“All Around”), ENERGY SOURCE, LLC, a Rhode Island limited liability company (“Energy Source”), REVOLUTION LIGHTING – E-LIGHTING, INC., a Delaware corporation (“RLT-E-Lighting”), SEESMART, LLC, a Delaware limited liability company (“Seesmart”), and TNT ENERGY, LLC, a Massachusetts limited liability company (“TNT Energy”, and together with RLT, LIT, Tri-State, Value Lighting, All Around, Energy Source, RLT-E-Lighting, and Seesmart, singly and collectively, joint
SECURITY AGREEMENTSecurity Agreement • November 26th, 2018 • Revolution Lighting Technologies, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledNovember 26th, 2018 Company Industry JurisdictionThis Security Agreement (this “Security Agreement”) is made this 21st day of November, 2018, by and among REVOLUTION LIGHTING TECHNOLOGIES, INC., a Delaware corporation with its principal place of business located at 177 Broad Street, 12th Floor, Stamford, Connecticut 06901 (“Parent”) and each subsidiary of Parent party to this Security Agreement (together with Parent, each a “Grantor” and, collectively the “Grantors”) in favor of Aston Capital, LLC (“Aston Capital”), a Delaware limited liability company, as collateral agent (in such capacity, together with his successors and permitted assigns in such capacity, the “Agent”) for each of the Lenders (as defined below).