ContractQuantum Corp /De/ • December 28th, 2018 • Computer storage devices • New York
Company FiledDecember 28th, 2018 Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 15 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PURSUANT TO RULE 144 OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
TERM LOAN CREDIT AND SECURITY AGREEMENT U.S. BANK NATIONAL ASSOCIATION (AS AGENT) THE LENDERS PARTY HERETO (AS LENDERS) WITH QUANTUM CORPORATION (AS BORROWER) December 27, 2018Security Agreement • December 28th, 2018 • Quantum Corp /De/ • Computer storage devices
Contract Type FiledDecember 28th, 2018 Company IndustryTerm Loan Credit and Security Agreement, dated as of December 27, 2018, by and among QUANTUM CORPORATION, a Delaware corporation (“Quantum” and together with each Person joined hereto as a borrower from time to time, collectively, the “Borrowers” and each a “Borrower”), each Person joined hereto as a guarantor from time to time (collectively, the “Guarantors”, and each a “Guarantor” and together with the Borrowers, collectively the “Loan Parties” and each a “Loan Party”), the financial institutions which are now or which hereafter become a party hereto (together with their respective successors and assigns, collectively, the “Lenders” and each individually a “Lender”), and U.S. BANK NATIONAL ASSOCIATION (“U.S. BANK”), in its capacity as disbursing agent and collateral agent for the Lenders (in such capacity, together with its successors and assigns, the “Agent”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 28th, 2018 • Quantum Corp /De/ • Computer storage devices • New York
Contract Type FiledDecember 28th, 2018 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of December 27, 2018, by and among Quantum Corporation, a Delaware corporation (the “Company”), OC II FIE V LP, a Delaware limited partnership (“OC II”), and BTC Holdings Fund I, LLC, a Delaware limited liability company (“BTC” and together with OC II, the “Lenders”).