INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 25th, 2019 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of November 1, 2018, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (“Adviser”), and Palisade Capital Management L.L.C., a limited liability company organized in the State of New Jersey (“Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 25th, 2019 • 1290 Funds • Delaware
INVESTMENT ADVISORY AGREEMENT (“AGREEMENT”), dated as of November 1, 2018, between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware, doing business as “1290 Asset Managers” (“Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 25th, 2019 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of November 1, 2018, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (“Adviser”), DoubleLine Capital LP, a limited partnership organized in the State of Delaware (“DL Capital”), and DoubleLine Equity LP, a limited partnership organized in the State of Delaware (“DL Equity” and together with DL Capital, each a “Sub-Adviser” and collectively, the “Sub-Advisers”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 25th, 2019 • 1290 Funds
EXPENSE LIMITATION AGREEMENT, effective as of November 1, 2018 by and between AXA Equitable Funds Management Group, LLC, doing business as 1290 Asset Managers (the “Adviser”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund”, and collectively, the “Funds”).
Amendment No. 1 to Distribution AgreementDistribution Agreement • February 25th, 2019 • 1290 Funds
This Amendment No. 1 to the Distribution Agreement (this “Amendment”), is made by and between 1290 Funds, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and is effective as of June 15, 2018.
DISTRIBUTION AGREEMENTDistribution Agreement • February 25th, 2019 • 1290 Funds • Delaware
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, 2018, between 1290 Funds, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDMENT NO. 6 TO THE MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • February 25th, 2019 • 1290 Funds
AMENDMENT NO. 6, dated as of June 15, 2018 (“Amendment No. 6”), to the Mutual Funds Service Agreement dated September 1, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC d/b/a 1290 Asset Managers, a Delaware limited liability company (“FMG LLC” or “Administrator”).
ContractExpense Limitation Agreement • February 25th, 2019 • 1290 Funds
Amendment No. 1, effective as of January 1, 2019 (“Amendment No. 1”), to the Expense Limitation Agreement, dated as of November 1, 2018 (the “Agreement”) between AXA Equitable Funds Management Group, LLC doing business as 1290 Asset Managers (the “Adviser”), and 1290 Funds (the “Trust”).
