Investment Advisory Agreement (Harbor Focused International Fund)Investment Advisory Agreement • March 12th, 2019 • Harbor Funds • Illinois
Harbor Funds (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor Focused International Fund (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
Investment Advisory Agreement For Subadviser (Harbor Focused International Fund)Investment Advisory Agreement • March 12th, 2019 • Harbor Funds • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Focused International Fund (the “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund, as established pursuant to a written instrument executed by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted to the Adviser by the Trust’s Trustees, the Adviser has selected Comgest Asset Management International Limited (“you”, “your” or “yourself”) to act as a sub-investm
NOVATION AGREEMENTNovation Agreement • March 12th, 2019 • Harbor Funds • Delaware
This Novation Agreement (this “Agreement”) is hereby entered into by and among Wellington Management Company, LLP, a Massachusetts limited liability partnership (“WMC Massachusetts”), Wellington Management Company LLP, a Delaware limited liability partnership (“WMC Delaware”) and Harbor Capital Advisors, Inc. ( “Harbor”), as investment adviser to Harbor Funds on behalf of Harbor Mid Cap Growth Fund (the “Fund”).
March 1, 2019Advisory Fee Waiver Agreement • March 12th, 2019 • Harbor Funds
