NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Engage360TMSub-Advisory Agreement • July 26th, 2019 • Northern Funds • Illinois
Contract Type FiledJuly 26th, 2019 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 15th day of November, 2018, by and among Northern Trust Investments, Inc. (the “Adviser”), and Mar Vista Investment Partners, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 2 TO SUB-ADVISORY AGREEMENT ACTIVE M INTERNATIONAL EQUITY FUNDSub-Advisory Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 28th day of February, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and WCM Investment Management (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT Northern Engage360TMNorthern Funds • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 28th day of March, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Aristotle Capital Management, LLC (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 2 TO SUB-ADVISORY AGREEMENT MULTI-MANAGER HIGH YIELD OPPORTUNITY FUNDSub-Advisory Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 28th day of February, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Nomura Corporate Research and Asset Management Inc. (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundNorthern Funds • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 28th day of February, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Global Evolution USA, LLC (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 4 TO SUB-ADVISORY AGREEMENT MULTI-MANAGER HIGH YIELD OPPORTUNITY FUNDSub-Advisory Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment No. 4 (the “Amendment”), dated as of the 10th day of May, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Neuberger Berman Investment Advisers LLC (formerly known as Neuberger Berman Fixed Income LLC) (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT MULTI-MANAGER HIGH YIELD OPPORTUNITY FUNDSub-Advisory Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 15th day of November, 2018, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Nomura Corporate Research and Asset Management Inc. (the “Sub-Adviser”).
NORTHERN FUNDS AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT MULTI-MANAGER GLOBAL REAL ESTATE FUNDSub-Advisory Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 15th day of April, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Massachusetts Financial Services Company (the “Sub-Adviser”).
FORM OF AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment is entered into as of August 1, 2019 (the “Amendment”), by and between NORTHERN FUNDS, a statutory trust organized under the laws of the State of Delaware (the “Fund”) and THE NORTHERN TRUST COMPANY, a Illinois corporation (the “Custodian”).
NORTHERN FUNDS AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT ACTIVE M INTERNATIONAL EQUITY FUNDSub-Advisory Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 8th day of April, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Wellington Management Company LLP (the “Sub-Adviser”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment is entered into as of August 1, 2019 (the “Amendment”), by and between NORTHERN FUNDS, a statutory trust organized under the laws of the State of Delaware (the “Trust”), acting on its own behalf and on behalf of each of its series listed in Schedule A to the Transfer Agency Agreement (as defined below), and THE NORTHERN TRUST COMPANY, a Illinois corporation (the “Transfer Agent”).
NORTHERN FUNDS AMENDMENT NO. 1 TO SUB-ADVISORY AGREEMENT MULTI-MANAGER GLOBAL REAL ESTATE FUNDNorthern Funds • July 26th, 2019 • Northern Funds
Contract Type FiledJuly 26th, 2019 CompanyThis Amendment (“Amendment”), dated as of the 4th day of January, 2019, is entered into between Northern Trust Investments, Inc. (the “Adviser”), and Brookfield Public Securities Group LLC (formerly Brookfield Investment Management Inc.) (the “Sub-Adviser”).