WARRANT TO PURCHASE STOCKQuantum Corp /De/ • August 6th, 2019 • Computer storage devices • California
Company FiledAugust 6th, 2019 Industry JurisdictionTHIS WARRANT TO PURCHASE STOCK (THIS “WARRANT”) CERTIFIES THAT, for good and valuable consideration, the receipt of which is hereby acknowledged, TCW Skyline Lending, L.P. is entitled to purchase the number of fully paid and non-assessable shares of the class of securities (the “Shares”) of QUANTUM CORPORATION (the “Company”) at the Warrant Price, all as set forth above and as adjusted pursuant to the terms of this Warrant, subject to the provisions and upon the terms and conditions set forth in this Warrant. Capitalized terms used herein but not specifically defined herein shall have the meanings ascribed to them in that certain Term Loan Credit and Security Agreement, dated as of October 21, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among the Company, the financial institutions from time to time party thereto (collectively, the “Lenders”), the Holder, as Agent for the Lenders, and the other parties thereto.
JOINDER AND FOURTH AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENTTerm Loan Credit and Security Agreement • August 6th, 2019 • Quantum Corp /De/ • Computer storage devices
Contract Type FiledAugust 6th, 2019 Company IndustryTerm Loan Credit and Security Agreement, dated as of October 21, 2016, by and among QUANTUM CORPORATION, a Delaware corporation (“Quantum” and together with each Person joined hereto as a borrower from time to time, collectively, the “Borrowers” and each a “Borrower”), each Person joined hereto as a guarantor from time to time (collectively, the “Guarantors”, and each a “Guarantor” and together with the Borrowers, collectively the “Loan Parties” and each a “Loan Party”), the financial institutions which are now or which hereafter become a party hereto (together with their respective successors and assigns, collectively, the “Lenders” and each individually a “Lender”), and TCW ASSET MANAGEMENT COMPANY LLC (“TCW”), in its capacity as agent for Lenders (in such capacity, together with its successors and assigns, the “Agent”).
FOURTH AMENDMENT AND JOINDER TO REVOLVING CREDIT AND SECURITY AGREEMENTRevolving Credit and Security Agreement • August 6th, 2019 • Quantum Corp /De/ • Computer storage devices
Contract Type FiledAugust 6th, 2019 Company IndustryTHIS FOURTH AMENDMENT AND JOINDER TO REVOLVING CREDIT AND SECURITY AGREEMENT (this “Amendment”), with an effective date of August 23, 2018, is entered into by and among QUANTUM CORPORATION, a Delaware corporation (“Quantum”), QUANTUM LTO HOLDINGS, LLC, a Delaware limited liability company (“Quantum LTO” and together with Quantum and each other Person joined to the Credit Agreement as a borrower from time to time, collectively, the “Borrowers” and each a “Borrower”), the financial institutions which are now or which hereafter become a party to the Credit Agreement as lenders (collectively, the “Lenders” and each a “Lender”), and PNC BANK, NATIONAL ASSOCIATION (“PNC”), in its capacity as agent for the Lenders (in such capacity, together with its successors and assigns, “Agent”).
WARRANT REPURCHASE AGREEMENTWarrant Repurchase Agreement • August 6th, 2019 • Quantum Corp /De/ • Computer storage devices • California
Contract Type FiledAugust 6th, 2019 Company Industry JurisdictionThis WARRANT REPURCHASE AGREEMENT, made and entered into as of January 16, 2019 (this “Agreement”), is by and between Quantum Corporation, a Delaware corporation (the “Company”), and TCW Direct Lending, LLC (“TCW Direct”), TCW Skyline Lending, L.P. (“TCW Skyline”) and West Virginia Direct Lending LLC (“WV Direct” and, together with TCW Direct and TCW Skyline collectively, the “TCW Entities”).