Amended and Restated Investment Advisory Agreement For Subadviser Harbor Mid Cap Value FundHarbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Fund (the “Trust”) on behalf of Harbor Mid Cap Value Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser and
Amended and Restated Investment Advisory Agreement For Subadviser Harbor Convertible Securities FundHarbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Convertible Securities Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment a
Amended and Restated Investment Advisory Agreement For Subadviser (Harbor Global Leaders Fund)Harbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Global Leaders Fund (the “Fund”). The Trust has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Board of Trustees, the Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth below. You are willing to act as such a sub-investment adviser and
TRANSFER AGENCY AND SERVICE AGREEMENT FEE SCHEDULE Effective December 1, 2019Transfer Agency and Service Agreement • September 12th, 2019 • Harbor Funds
Fee Schedule for Services as Transfer Agent, Dividend Disbursing Agent and Shareholder Servicing Agent for the Institutional Class, Administrative Class, Investor Class and Retirement Class, as applicable, of the following Funds:
Amended and Restated Investment Advisory Agreement For Subadviser (Harbor Overseas Fund)Harbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of Harbor Overseas Fund (the “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund, as established pursuant to a written instrument executed by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Acadian Asset Management LLC (“you”, “your” or “yourself”) to act as a sub-investment adviser of the Fund and to pro
AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER HARBOR BOND FUNDInvestment Advisory Agreement • September 12th, 2019 • Harbor Funds
This Amendment to Investment Advisory Agreement for Subadviser Harbor Bond Fund (the “Amendment”) is made as of October 1, 2019 (the “Amendment Effective Date”, among Harbor Capital Advisors, Inc. (“Adviser”), Harbor Funds (the “Trust” ” and collectively with the Adviser, “we”) on behalf of Harbor Bond Fund (the “Fund), and Pacific Investment Management Company LLC (“PIMCO”, “Subadviser” or “you” and collectively with the Adviser and the Trust, the “Parties”) to the Investment Advisory Agreement for Subadviser Harbor Bond Fund dated July 1, 2013 (as amended, the “Agreement”). All capitalized terms used in the Amendment and not defined herein shall have the same meaning ascribed to them in the Agreement.
Investment Advisory Agreement For Subadviser (Harbor Robeco Series)Harbor Funds • September 12th, 2019 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor Funds (the “Trust”) on behalf of each of the series of funds designated as the Harbor Robeco Series set forth on Schedule A hereto (each, a “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund, as established pursuant to resolutions adopted by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Robeco Institutional Asset Management US Inc.
Investment Advisory Agreement (Harbor Robeco Series)Harbor Funds • September 12th, 2019 • Illinois
Harbor Funds (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including each of the series of funds designated as the Harbor Robeco Series set forth on Schedule A hereto (each, a “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of each Fund set forth on Schedule A hereto, has selected you to act as the investment adviser of each Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
Re: Distribution Agreement (the “Agreement”)Harbor Funds • September 12th, 2019
Attached is an amendment to the Agreement dated July 1, 2013, as amended, between Harbor Funds (the “Trust”) and you. Pursuant to §15 of the Agreement, the Trust proposes that the Agreement be amended to replace Exhibit A to the Agreement which lists all of the series of the Trust which are included in and are covered by the Agreement.
