Shares OPORTUN FINANCIAL CORPORATION COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
OPORTUN FUNDING XIII, LLC, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, as Securities Intermediary and as Depositary Bank BASE INDENTURE Dated as of August 1, 2019 Asset Backed Notes (Issuable in Series)Base Indenture • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
BASE INDENTURE, dated as of August 1, 2019, between OPORTUN FUNDING XIII, LLC, a special purpose limited liability company established under the laws of Delaware, as issuer (the “Issuer”) and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association with trust powers, as Trustee, as Securities Intermediary and as Depositary Bank.
AMENDMENT NO. 3 TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
Any capitalized terms used but not defined herein shall have the respective meanings assigned to them in the Trust Agreement.
AMENDMENT NO. 1 TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
AMENDMENT NO. 1 TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT dated as of December 1, 2018 (this “Amendment”), by and between OPORTUN, INC., a Delaware corporation, as seller (the “Seller”), and ECL FUNDING LLC, a Delaware limited liability company, as purchaser (the “Purchaser”).
OPORTUN FUNDING V, LLC FOURTH AMENDMENT TO THE SERIES 2015 SUPPLEMENTFourth Amendment to the Series 2015 Supplement • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
This FOURTH AMENDMENT TO THE SERIES 2015 SUPPLEMENT, dated as of September 12, 2019 (this “Amendment”), is entered into among OPORTUN FUNDING V, LLC, a special purpose limited liability company established under the laws of Delaware, as issuer (the “Issuer”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association with trust powers, as trustee (in such capacity, the “Trustee”), as securities intermediary (in such capacity, the “Securities Intermediary”) and as depositary bank (in such capacity, the “Depositary Bank”).
OPORTUN FUNDING V, LLC SIXTH AMENDMENT TO THE BASE INDENTUREBase Indenture • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
This SIXTH AMENDMENT TO THE BASE INDENTURE, dated as of September 12, 2019 (this “Amendment”), is entered into among OPORTUN FUNDING V, LLC, a special purpose limited liability company established under the laws of Delaware, as issuer (the “Issuer”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association with trust powers, as trustee (in such capacity, the “Trustee”), as securities intermediary (in such capacity, the “Securities Intermediary”) and as depositary bank (in such capacity, the “Depositary Bank”).
AMENDMENT NO. 2 TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • September 16th, 2019 • Oportun Financial Corp • Finance services • New York
AMENDMENT NO. 2 TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT dated as of February 1, 2019 (this “Amendment”), by and between OPORTUN, INC., a Delaware corporation, as seller (the “Seller”), and ECL FUNDING LLC, a Delaware limited liability company, as purchaser (the “Purchaser”).
