HARMONIC INC. AND U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of September 13, 2019 2.00% Convertible Senior Notes due 2024Indenture • September 16th, 2019 • Harmonic Inc • Radio & tv broadcasting & communications equipment • New York
INDENTURE dated as of September 13, 2019 between Harmonic Inc., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01), and U.S. Bank National Association, a national banking association organized under the laws of the United States of America, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
HARMONIC INC. (a Delaware corporation)Purchase Agreement • September 16th, 2019 • Harmonic Inc • Radio & tv broadcasting & communications equipment • New York
Harmonic Inc., a Delaware corporation (the “Company”), confirms its agreement with Barclays Capital Inc. (“Barclays”) and each of the other Initial Purchasers named in Schedule A hereto (collectively, the “Initial Purchasers,” which term shall also include any initial purchaser substituted as hereinafter provided in Section 11 hereof), for whom Barclays is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Initial Purchasers, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $105,000,000 aggregate principal amount of the Company’s 2.00% Convertible Senior Notes due 2024 (the “Initial Securities”) and (ii) the grant by the Company to the Initial Purchasers, acting severally and not jointly, of the option to purchase all or any part of an additional $10,500,000 aggregate principal amount of its 2.00% Convertible Senior Notes due 2024 (the “Option Securit
