COLLATERAL MANAGEMENT AGREEMENT dated as of September 19, 2019 by and between PENNANTPARK CLO I, LTD., as Issuer and PENNANTPARK INVESTMENT ADVISERS, LLC, as Collateral ManagerCollateral Management Agreement • September 20th, 2019 • PennantPark Floating Rate Capital Ltd. • New York
THIS COLLATERAL MANAGEMENT AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of September 19, 2019, is entered into by and between PENNANTPARK CLO I, LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Issuer”), and PENNANTPARK INVESTMENT ADVISERS, LLC, (“PennantPark”) a Delaware limited liability company, as collateral manager (together with its successors and permitted assigns, in such capacity, the “Collateral Manager”).
CREDIT AGREEMENT dated as of September 19, 2019 among PENNANTPARK CLO I, LTD., as Borrower, PENNANTPARK CLO I, LLC, as Co-Borrower, VARIOUS FINANCIAL INSTITUTIONS AND OTHER PERSONS, as Lenders, U.S. BANK NATIONAL ASSOCIATION, as Loan Agent and U.S....Credit Agreement • September 20th, 2019 • PennantPark Floating Rate Capital Ltd. • New York
THIS CREDIT AGREEMENT (this “Agreement”), dated as of September 19, 2019, is entered into by and among PENNANTPARK CLO I, LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Borrower”), PENNANTPARK CLO I, LLC, a limited liability company organized under the laws of the State of Delaware (the “Co-Borrower” and, together with the Borrower, the “Borrowers”), VARIOUS FINANCIAL INSTITUTIONS AND OTHER PERSONS which are, or may become, parties hereto as Lenders (the “Lenders”), and U.S. BANK NATIONAL ASSOCIATION, not in its individual capacity but as Loan Agent (in such capacity, the “Loan Agent”) and as Collateral Agent (in such capacity, the “Collateral Agent”).
INDENTURE by and among PENNANTPARK CLO I, LTD., Issuer PENNANTPARK CLO I, LLC, Co-Issuer U.S. BANK NATIONAL ASSOCIATION, Trustee and U.S. BANK NATIONAL ASSOCIATION, Collateral Agent Dated as of September 19, 2019Indenture • September 20th, 2019 • PennantPark Floating Rate Capital Ltd. • New York
INDENTURE, dated as of September 19, 2019, among PennantPark CLO I, Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Issuer”), PennantPark CLO I, LLC, a limited liability company organized under the laws of the State of Delaware (the “Co-Issuer” and, together with the Issuer, the “Co-Issuers”), and U.S. Bank National Association, a national banking association, in its capacity as trustee (herein, together with its permitted successors and assigns in the trusts hereunder, the “Trustee”) and as collateral agent (herein, together with its permitted successors and assigns, the “Collateral Agent”).
MASTER PARTICIPATION AGREEMENTMaster Participation Agreement • September 20th, 2019 • PennantPark Floating Rate Capital Ltd. • New York
Master Participation and Assignment Agreement (as amended from time to time, this “Agreement”), dated as of September 19, 2019, between PennantPark Floating Rate Funding I, LLC, a Delaware limited liability company (the “Financing Subsidiary”), and PennantPark CLO I, Ltd., an exempted company incorporated in the Cayman Islands (the “Issuer”).
MASTER LOAN SALE AGREEMENT by and among PENNANTPARK FLOATING RATE CAPITAL LTD., as the Seller, PENNANTPARK CLO I DEPOSITOR, LLC, as the Intermediate Seller, and PENNANTPARK CLO I, LTD., as the Buyer Dated as of September 19, 2019Master Loan Sale Agreement • September 20th, 2019 • PennantPark Floating Rate Capital Ltd.
THIS MASTER LOAN SALE AGREEMENT, dated as of September 19, 2019 (as amended, modified, supplemented or restated from time to time, this “Agreement”), is among PENNANTPARK FLOATING RATE CAPITAL LTD., a Maryland corporation (in its capacity as seller hereunder, together with its successors and assigns, the “Seller”), PENNANTPARK CLO I DEPOSITOR, LLC, a Delaware limited liability company (together with its successors and assigns in its capacity as the intermediate seller hereunder, the “Intermediate Seller”), and PENNANTPARK CLO I, LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (together with its successors and assigns, the “Buyer”).
