GLADSTONE CAPITAL CORPORATION $33,750,000 5.375% Notes due 2024 UNDERWRITING AGREEMENTUnderwriting Agreement • October 10th, 2019 • Gladstone Capital Corp • New York
Gladstone Capital Corporation, a Maryland corporation (the “Company”), Gladstone Management Corporation, a Delaware corporation (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), each confirms with Janney Montgomery Scott LLC and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as provided in Section 8 hereof), for whom Janney Montgomery Scott LLC is acting as the representative (in such capacity, the “Representative”) with respect to the issuance and sale by the Company of $33,750,000 aggregate principal amount (the “Initial Securities”) of the Company’s 5.375% notes due 2024 (the “Notes”), and the purchase by the Underwriters, acting severally and not jointly, of the aggregate principal amount of Initial Securities set forth opposite their respective names in Exhibit A hereto, and with respect to the grant by the Company to
SECOND SUPPLEMENTAL INDENTURE between GLADSTONE CAPITAL CORPORATION and Dated as of October 10, 2019Second Supplemental Indenture • October 10th, 2019 • Gladstone Capital Corp • New York
THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of October 10, 2019, is between Gladstone Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
