PARTICIPATION AGREEMENTParticipation Agreement • October 25th, 2019 • PIMCO ETF Trust • Delaware
THIS AGREEMENT is entered into as of [ ], 20[ ], among [Name of Acquiring Trust], a [ ] trust, on behalf of itself and its separate series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and PIMCO ETF Trust and PIMCO Equity Series, each a statutory trust organized under the laws of the State of Delaware (each, a “Trust” and collectively, the “Trusts”), each on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, a “Fund” and collectively, the “Funds”).
AMENDMENT TO FIRST AMENDED AND RESTATED FEE WAIVER AGREEMENT PIMCO ETF Trust Newport Beach, California 92660Fee Waiver Agreement • October 25th, 2019 • PIMCO ETF Trust
This amendment dated July 31, 2019 amends the First Amended and Restated Fee Waiver Agreement between PIMCO ETF Trust (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), dated May 8, 2017 (the “Agreement”) as follows:
AMENDMENT TO FEE AND EXPENSE LIMITATION AGREEMENT PIMCO ETF Trust Newport Beach, California 92660 July 31, 2019Fee and Expense Limitation Agreement • October 25th, 2019 • PIMCO ETF Trust
This amendment dated July 31, 2019 amends the Fee and Expense Limitation Agreement between PIMCO ETF Trust (the “Trust”), Pacific Investment Management Company LLC (“PIMCO”) and PIMCO Investments LLC (“PI”) dated November 30, 2012 (the “Agreement”) as follows:
