INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT, made this 8th day of May, 2018, between each Delaware limited liability company listed on Appendix A attached hereto (each a “Fund” and, together, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), a Delaware limited liability company. Capitalized terms not otherwise defined herein have the meanings specified in the Limited Liability Company Agreement of each Fund (as amended, restated or otherwise modified from time to time, the “LLC Agreement”).
FORM OF ADDENDUM TO SALES AGREEMENTSales Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Addendum to the Sales Agreement is entered into between PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and [__________] (“Intermediary”) as of the [___] day of [_______], 201[ ].
PIMCO Interval Funds Selected Dealer AgreementSelected Dealer Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund • New York
WHEREAS, each closed-end “interval” investment company set forth in Exhibit A (each referred to as a “Fund”) has appointed Distributor as exclusive agent to sell and distribute each class of shares of the Fund, which are distributed by Distributor and sold by the Fund at their offering prices as set forth in the Fund’s prospectus and statement of additional information and as provided in Distributor’s Distribution Contract with respect to such Fund; and
AMENDMENT NO. 1 TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
THIS AMENDMENT is made as of the close of business on the 13th day of July, 2018 (the “Amendment”), by and among UMB Bank, n.a. (“UMB”) and Pacific Investment Management Company LLC (“PIMCO”), on behalf of PIMCO Flexible Municipal Income Fund (the “Fund”) and PIMCO Flexible Credit Income Fund (“PFLEX”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Amendment, effective as of June 14, 2018 (the “Amendment”), is entered into by and between each entity identified on Appendix A and each entity which becomes a party to the Agreement (as defined below) in accordance with the terms thereof (in each case, a “Fund” and collectively the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts (the “Custodian”).
MASTER CUSTODY SERVICES AGREEMENTMaster Custody Services Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund • Massachusetts
This Master Custody Services Agreement (this “Agreement”) is made as of April 20, 2017 by and between each entity identified on Appendix A and each entity which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts (the “Custodian”).
AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Amendment, effective as of February 8, 2017 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (“State Street”) and EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated therein by this reference (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY (“PIMCO”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Amendment, effective as of December 20, 2017 (the “Amendment”), is entered into by and between each entity identified on Appendix A and each entity which becomes a party to the Agreement (as defined below) in accordance with the terms thereof (in each case, a “Fund” and collectively the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a trust company organized under the laws of The Commonwealth of Massachusetts (the “Custodian”).
AMENDMENT NO. 3 TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Contract • October 28th, 2019 • PIMCO Flexible Credit Income Fund
AMENDMENT dated June 18, 2019 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018, as amended June 14, 2018 and September 25, 2018, by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX,” and, together with PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT PIMCO Interval Funds New York, New York 10019 September 25, 2018Expense Limitation Agreement • October 28th, 2019 • PIMCO Flexible Credit Income Fund
This Agreement amends and restates the Amended and Restated Expense Limitation Agreement between Pacific Investment Management Company LLC (“PIMCO”) and each of PIMCO Flexible Credit Income Fund (“PFLEX”) and PIMCO Flexible Municipal Income Fund (“PMFLX”) dated March 21, 2018 (the “March 2018 Agreement”), and is made effective, with respect to PFLEX, PMFLX and such other closed-end investment companies and such additional funds established in the future as set forth on Schedule A (attached hereto), as amended from time to time (each, a “Fund”). This will confirm the agreement between PIMCO and each Fund as follows:
AMENDMENT NO. 4 TO AMENDED AND RESTATED DISTRIBUTION CONTRACTDistribution Contract • October 28th, 2019 • PIMCO Flexible Credit Income Fund
AMENDMENT dated September 19, 2019 to the Amended and Restated Distribution Contract (the “Contract”) entered into on March 21, 2018, as amended June 14, 2018, September 25, 2018 and June 18, 2019, by and between PIMCO Flexible Credit Income Fund (“PFLEX”), PIMCO Flexible Municipal Income Fund (“PMFLX,” and, together with PFLEX, the “Funds”) and PIMCO Investments LLC (the “Distributor”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract and Amendment described herein.
