TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 28th, 2019 • Highland Funds I • New York
THIS AGREEMENT is made as of the 1st day of March, 2019, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) on behalf of each series listed on Appendix A hereto (as such Appendix be amended from time to time) (each, a “Series”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • Highland Funds I • New York
AGREEMENT, dated as of March 11, 2019 between Highland Funds I, a Delaware Statutory trust, having its principal office and place of business at 300 Crescent Court, Suite 700, Dallas, Texas 75201 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (“Custodian”).
CUSTODY AGREEMENT by and between EACH FUND LISTED ON ANNEX A and THE BANK OF NEW YORK MELLONCustody Agreement • October 28th, 2019 • Highland Funds I • New York
CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto, between each management investment company listed on Annex A (each, a “Fund”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • October 28th, 2019 • Highland Funds I • Delaware
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • October 28th, 2019 • Highland Funds I • Delaware
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • Highland Funds I • New York
This Amendment (“Amendment”) is made as of the 8th day of April, 2019 by and between each management investment company listed on Annex A to the Agreement (as defined below) (each, a “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • Highland Funds I • New York
This Amendment (“Amendment”) is made as of the 14th day of June, 2019, by and between each Fund listed on Annex A to the Agreement (as defined below) (each, a “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • Highland Funds I • New York
This Amendment (“Amendment”) is made as of the 8th day of April, 2019, by and between each Fund listed on Annex A to the Agreement (as defined below) (each, a “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • October 28th, 2019 • Highland Funds I • New York
This Amendment (“Amendment”) dated the 8th day of April, 2019 and effective as of March 11, 2019, is by and between HIGHLAND FUNDS I (the “Trust”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • October 28th, 2019 • Highland Funds I • Delaware
LETTER AGREEMENTManagement Fee Waiver Agreement • October 28th, 2019 • Highland Funds I • Delaware
