FEE WAIVER AGREEMENT PIMCO ETF Trust Newport Beach, California 92660 November 4, 2019Fee Waiver Agreement • November 12th, 2019 • PIMCO ETF Trust
Contract Type FiledNovember 12th, 2019 CompanyThis will confirm the agreement between PIMCO ETF Trust (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”) as follows:
Schedule A to Second Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • November 12th, 2019 • PIMCO ETF Trust
Contract Type FiledNovember 12th, 2019 Company
SUPPLEMENT TO INVESTMENT MANAGEMENT AGREEMENT PIMCO ETF TrustInvestment Management Agreement • November 12th, 2019 • PIMCO ETF Trust
Contract Type FiledNovember 12th, 2019 CompanyThis Supplement and the Agreement shall become effective with respect to the Fund on November 4, 2019 and shall continue in effect for a period not to exceed two years from the effective date of this Supplement and shall continue thereafter on an annual basis with respect to the Fund only so long as such continuance is specifically approved at least annually by (a) the Trust’s Board of Trustees or by the vote of a majority of the outstanding voting securities (as defined in the Investment Company Act of 1940, as amended (the “1940 Act”)) of the Fund, and (b) the vote, cast in person at a meeting called for such purpose, of a majority of the Trust’s Trustees who are not parties to the Contract or “interested persons” (as defined in the 1940 Act) of any such party. This Supplement and the Contract shall terminate automatically in the event of its assignment (as defined in the 1940 Act). This Supplement and the Contract may be terminated with respect to the Fund at any time, without the p
SUPPLEMENT TO DISTRIBUTION CONTRACT PIMCO ETF Trust Newport Beach, California 92660 November 4, 2019Distribution Contract • November 12th, 2019 • PIMCO ETF Trust
Contract Type FiledNovember 12th, 2019 Company