TRIUMPH BANCORP, INC. (a Texas corporation)Underwriting Agreement • November 27th, 2019 • Triumph Bancorp, Inc. • State commercial banks • New York
Contract Type FiledNovember 27th, 2019 Company Industry JurisdictionTriumph Bancorp, Inc., a Texas corporation (the “Company”), confirms its agreement (the “Agreement”) with Keefe, Bruyette & Woods, Inc. and each of the other Underwriters, if any, named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Keefe, Bruyette & Woods, Inc. is acting as representatives (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $39,500,000 aggregate principal amount of its 4.875% Fixed-to-Floating Rate Subordinated Notes due November 27, 2029 (the “Securities”). The Securities will be issued in book-entry only form to Cede & Co. as nominee of The Depository Trust Company (“DTC”) pursuant to an Indenture, between the Company and Wells Fargo Bank, National Association, as Trustee (the “Trustee”), dated as of September 30, 2016 (the “Base In