LETTER AGREEMENTExpense Limitation and Recoupment Agreement • January 28th, 2020 • Highland Funds Ii • Massachusetts
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • January 28th, 2020 • Highland Funds Ii • Massachusetts
AMENDMENT TO MASTER MARGIN LOAN AGREEMENTMaster Margin Loan Agreement • January 28th, 2020 • Highland Funds Ii • New York
This AMENDMENT TO MASTER MARGIN LOAN AGREEMENT (“Amendment”), dated as of April 8, 2019, by and between THE BANK OF NEW YORK MELLON (“BNY Mellon”) and HIGHLAND SMALL-CAP EQUITY FUND (“Borrower”).
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • January 28th, 2020 • Highland Funds Ii • Massachusetts
EXTENSION AMENDMENTMaster Margin Loan Agreement • January 28th, 2020 • Highland Funds Ii
In accordance with Section 1.01 of the Master Margin Loan Agreement dated as of May 18, 2017, between Highland Funds II, on behalf of its series Highland Small-Cap Equity Fund (the “Borrower”), and The Bank of New York Mellon (the “Bank”), the Borrower hereby proposes to extend the Maturity Date and make such other adjustments as are specified herein. If the Bank accepts, then upon the Bank’s execution of this Extension Amendment (the date of such execution, the “Extension Effective Date”), the Maturity Date (the “Old Maturity Date”) shall be extended to the New Maturity Date specified below (the “New Maturity Date”) and the following terms shall apply for the period from and including the Extension Effective Date to but excluding the New Maturity Date.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • January 28th, 2020 • Highland Funds Ii • New York
This Amendment (“Amendment”) is made as of the 14th day of June, 2019, by and between each Fund listed on Annex A to the Agreement (as defined below) (each, a “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
SECURITIES LENDING AUTHORIZATION AGREEMENTSecurities Lending Authorization Agreement • January 28th, 2020 • Highland Funds Ii • New York
AGREEMENT, dated as of January 7, 2020 between Highland Capital Management Fund Advisors, L.P. (“HCMFA”) and NexPoint Advisors, L.P. (“NexPoint”, and together with HCMFA, the “Client”), each acting solely on behalf of each of their respective advised funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) and The Bank of New York Mellon (“Bank”).
