INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 26th, 2020 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of November 13, 2019, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (“Adviser”), and GAMCO Asset Management, Inc., a corporation organized in the State of New York (“Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 26th, 2020 • 1290 Funds • Delaware
INVESTMENT ADVISORY AGREEMENT (“AGREEMENT”), dated as of November 13, 2019, between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware, doing business as “1290 Asset Managers” (“Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 26th, 2020 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of November 13, 2019, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (“Adviser”), DoubleLine Capital LP, a limited partnership organized in the State of Delaware (“DL Capital”), and DoubleLine Equity LP, a limited partnership organized in the State of Delaware (“DL Equity” and together with DL Capital, each a “Sub-Adviser” and collectively, the “Sub-Advisers”).
ContractMutual Funds Service Agreement • February 26th, 2020 • 1290 Funds
AMENDMENT NO. 7, dated as of December 5, 2019 (“Amendment No. 7”), to the Mutual Funds Service Agreement dated September 1, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC d/b/a 1290 Asset Managers, a Delaware limited liability company (“FMG LLC” or “Administrator”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 26th, 2020 • 1290 Funds
EXPENSE LIMITATION AGREEMENT, effective as of November 13, 2019 by and between AXA Equitable Funds Management Group, LLC, doing business as 1290 Asset Managers (the “Adviser”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund”, and collectively, the “Funds”).
AMENDMENT No. 6 To Transfer Agency and Service Agreement between the Each of the Entities, Individually and not Jointly, as Listed on Schedule A and DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • February 26th, 2020 • 1290 Funds • Massachusetts
This Amendment is entered into as of this 24th day of January,2019, between DST Asset Manager Solutions, Inc. (formerly Boston Financial Data Services, Inc.) (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”).
