PFENEX INC. Common Stock (par value $0.001 per share) Equity Sales AgreementEquity Sales Agreement • May 7th, 2020 • Pfenex Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 7th, 2020 Company Industry JurisdictionPfenex Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with each of William Blair & Company, L.L.C. and H.C. Wainwright & Co., LLC (each, an “Agent,” and together, the “Agents”) as follows: