NANTKWEST, INC. 7,410,000 Shares of Common Stock, par value $0.0001 per share Underwriting AgreementUnderwriting Agreement • June 25th, 2020 • NantKwest, Inc. • Biological products, (no disgnostic substances) • New York
NantKwest, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 7,410,000 shares of common stock, par value $0.0001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 1,111,500 shares of common stock of the Company (the “Option Shares”). The Underwritten Shares include 3,710,000 shares of common stock of the Company (the “Affiliate Shares”) to be purchased by the person named in Schedule 2 hereto (the “Affiliate Purchaser”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
