INVESTMENT MANAGEMENT AGREEMENT STONE RIDGE TRUST On behalf of its series Stone Ridge All Asset Variance Risk Premium FundInvestment Management Agreement • August 13th, 2020 • Stone Ridge Trust • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of August 12, 2020 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”).
INVESTMENT MANAGEMENT AGREEMENT Stone Ridge All Asset Variance Risk Premium Sub Fund LtdInvestment Management Agreement • August 13th, 2020 • Stone Ridge Trust • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of August 12, 2020 (the “Agreement”), is by and between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”) and Stone Ridge All Asset Variance Risk Premium Sub Fund Ltd (“All Asset Variance Risk Premium Sub Fund” or the “Fund”), a Cayman Islands exempted company and a wholly-owned subsidiary of Stone Ridge All Asset Variance Risk Premium Fund (“All Asset Variance Risk Premium Fund”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and a series of Stone Ridge Trust, a Delaware statutory trust (the “Trust”). The purpose of All Asset Variance Risk Premium Sub Fund is to facilitate the implementation of All Asset Variance Risk Premium Fund’s investment strategies. The All Asset Variance Risk Premium Sub Fund is a “qualified eligible person” as defined in Commodity Futures Trading Commission (“CFT
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • August 13th, 2020 • Stone Ridge Trust
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust (the “Trust”), on behalf of its series, Stone Ridge All Asset Variance Risk Premium Fund (the “Fund”), on the 12th day of August, 2020, we hereby notify you as follows:
