Banc of California, Inc.Underwriting Agreement • October 30th, 2020 • Banc of California, Inc. • National commercial banks • New York
Banc of California, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) pursuant to the terms set forth herein (this “Agreement”) $85,000,000 aggregate principal amount of the Company’s 4.375% Fixed-to-Floating Rate Notes due 2030 (the “Securities”). The Securities will be issued pursuant to an indenture, to be dated as of the Closing Time (as defined below) (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture thereto relating to the Securities, to be dated as of the Closing Time, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Keefe, Bruyette & Woods, Inc. (“KBW”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Secu
BANC OF CALIFORNIA, INC., Company AND Trustee SUPPLEMENTAL INDENTURE Dated as of October 30, 2020 TO INDENTURE Dated as of October 30, 2020Supplemental Indenture • October 30th, 2020 • Banc of California, Inc. • National commercial banks • New York
THIS SUPPLEMENTAL INDENTURE, dated as of October 30, 2020 (this “Supplemental Indenture”), between Banc of California, Inc., a Maryland corporation (the “Company”), and U.S. Bank National Association, a national banking association (the “Trustee”).
