SERIES A COMMON STOCK PURCHASE WARRANT BAUDAX BIO, INC.Warrant Agreement • November 24th, 2020 • Baudax Bio, Inc. • Services-misc health & allied services, nec
Contract Type FiledNovember 24th, 2020 Company IndustryTHIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on November ___, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Baudax Bio, Inc., a Pennsylvania corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT BAUDAX BIO, INC.Common Stock Purchase Warrant • November 24th, 2020 • Baudax Bio, Inc. • Services-misc health & allied services, nec
Contract Type FiledNovember 24th, 2020 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on November ___, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Baudax Bio, Inc., a Pennsylvania corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of October 8, 2020.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 24th, 2020 • Baudax Bio, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledNovember 24th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 22, 2020, between Baudax Bio, Inc., a Pennsylvania corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).