INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 25th, 2021 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of July 16, 2020, by and between Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”), and GAMCO Asset Management, Inc., a corporation organized in the State of New York (“Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 25th, 2021 • 1290 Funds • Delaware
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (“AGREEMENT”), dated as of July 16, 2020 between 1290 Funds, a Delaware statutory trust (“Trust”), and Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”).
MUTUAL FUNDS SERVICE AGREEMENT TRUST ADMINISTRATION AND COMPLIANCE SERVICES TRUST ACCOUNTING SERVICES EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC JULY 31, 2020Mutual Funds Service Agreement • February 25th, 2021 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 25th, 2021 • 1290 Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of July 16, 2020, by and between Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”), DoubleLine Capital LP, a limited partnership organized in the State of Delaware (“DL Capital”), and DoubleLine Equity LP, a limited partnership organized in the State of Delaware (“DL Equity” and together with DL Capital, each a “Sub-Adviser” and collectively, the “Sub-Advisers”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 25th, 2021 • 1290 Funds
EXPENSE LIMITATION AGREEMENT, effective as of July 16, 2020 by and between Equitable Investment Management Group, LLC (the “Adviser”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund”, and collectively, the “Funds”).
AMENDMENT 21290 Funds • February 25th, 2021
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of December 14, 2020 (the “Effective Date”):
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 25th, 2021 • 1290 Funds
AMENDMENT NO. 1, effective as of July 31, 2020 (“Amendment No. 1”) to the Amended and Restated Investment Advisory Agreement, dated as of July 16, 2020 (the “Agreement”), between 1290 Funds, a Delaware statutory trust (the “Trust”), and Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”).
AMENDMENT No. 7 To Transfer Agency and Service Agreement between Each of the Entities, Individually and not Jointly, As Listed on Schedule A And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • February 25th, 2021 • 1290 Funds
This Amendment is entered into as of November 4, 2020, between DST Asset Manager Solutions, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (the “Funds”).
AMENDMENT NO. 8 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • February 25th, 2021 • 1290 Funds
Amendment No. 8, effective as of July 31, 2020 (“Amendment No. 8”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
AMENDMENT NO. 1 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 25th, 2021 • 1290 Funds
Amendment No. 1, effective September 30, 2020 (“Amendment No. 1”) to the Expense Limitation Agreement dated July 16, 2020 (“Agreement”), between Equitable Investment Management Group, LLC (the “Adviser”) and 1290 Funds (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds).
