BARCLAYS PLC Contingent Capital Securities Underwriting Agreement — Standard ProvisionsUnderwriting Agreement • March 1st, 2021 • Barclays PLC • Commercial banks, nec • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionFrom time to time Barclays PLC, a public limited company organized under the laws of England and Wales (the “Company”), proposes to enter into one or more Pricing Agreements (each a “Pricing Agreement”) in the form of Annex I hereto, with such additions and deletions as the parties thereto may determine, and, subject to the terms and conditions stated herein and therein, to issue certain of the Company’s contingent capital securities, which may be convertible in accordance with their terms for stock or other securities of Barclays PLC or permanently written down to zero as specified in Schedule II to the applicable Pricing Agreement (the “Designated Securities”) and to issue to the firms named in Schedule I to such Pricing Agreement (such firms constituting the “Underwriters” with respect to such Pricing Agreement and the Designated Securities specified therein).
BARCLAYS PLC, as Issuer, THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH, as Dated Subordinated Debt Security Registrar THIRD SUPPLEMENTAL INDENTURE Dated as of March 1, 2021 To the Dated...Third Supplemental Indenture • March 1st, 2021 • Barclays PLC • Commercial banks, nec • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE, dated as of March 1, 2021 (the “Third Supplemental Indenture”), among BARCLAYS PLC, a public limited company registered in England and Wales (herein called the “Company”), having its registered office at 1 Churchill Place, London E14 5HP, United Kingdom, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as Trustee (herein called the “Trustee”), having its Corporate Trust Office at One Canada Square, London E14 5AL, United Kingdom, and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH, as Dated Subordinated Debt Security Registrar, having an office at 2-4 Rue Eugene Ruppert, Vertigo Building – Polaris, Luxembourg, 2453, Luxembourg, to the DATED SUBORDINATED DEBT SECURITIES INDENTURE, dated as of May 9, 2017, between the Company and the Trustee, as amended and supplemented from time to time (the “Base Indenture” and, together with this Third Supplemental Indenture, the “Indenture”).
BARCLAYS PLC, Issuer, THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH as Senior Debt Security Registrar NINTH SUPPLEMENTAL INDENTURE Dated as of March 1, 2021 To the Senior Debt...Ninth Supplemental Indenture • March 1st, 2021 • Barclays PLC • Commercial banks, nec • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionNINTH SUPPLEMENTAL INDENTURE, dated as of March 1, 2021 (the “Ninth Supplemental Indenture”), among BARCLAYS PLC, a public limited company registered in England and Wales (herein called the “Company”), having its registered office at 1 Churchill Place, London E14 5HP, United Kingdom, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as Trustee (herein called the “Trustee”), having a Corporate Trust Office at One Canada Square, London E14 5AL, United Kingdom, and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH, as Senior Debt Security Registrar, having an office at 2-4 Rue Eugene Ruppert, Vertigo Building – Polaris, Luxembourg, 2453, Luxembourg, to the SENIOR DEBT SECURITIES INDENTURE, dated as of January 17, 2018, between the Company and the Trustee (as heretofore amended and supplemented, the “Base Indenture” and, together with this Ninth Supplemental Indenture, the “Indenture”).
BARCLAYS PLC, as Issuer, THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Trustee and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH, as Contingent Capital Security Registrar FIFTH SUPPLEMENTAL INDENTURE Dated as of March 1, 2021 To the Contingent...Fifth Supplemental Indenture • March 1st, 2021 • Barclays PLC • Commercial banks, nec • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionFIFTH SUPPLEMENTAL INDENTURE, dated as of March 1, 2021 (the “Fifth Supplemental Indenture”), among BARCLAYS PLC, a public limited company registered in England and Wales, as Issuer (hereinafter called the “Company”), having its registered office at 1 Churchill Place, London E14 5HP, United Kingdom, THE BANK OF NEW YORK MELLON, LONDON BRANCH, a New York banking corporation, as Trustee (herein called the “Trustee”), having its Corporate Trust Office at One Canada Square, London E14 5AL, United Kingdom and THE BANK OF NEW YORK MELLON SA/NV, LUXEMBOURG BRANCH, as Contingent Convertible Security Registrar, having an office at 2-4 Rue Eugene Ruppert, Vertigo Building – Polaris, Luxembourg, L-2453, Luxembourg (herein called the “Contingent Convertible Security Registrar,” as amended hereinafter, the “Contingent Capital Security Registrar”), to the CONTINGENT CONVERTIBLE SECURITIES INDENTURE, dated as of August 14, 2018 among the Company, the Trustee and the Contingent Convertible Security Re