INDENTURE Dated as of March 15, 2021 Among LPL HOLDINGS, INC., THE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and U.S. BANK NATIONAL ASSOCIATION, as Trustee 4.000% SENIOR NOTES DUE 2029Indenture • March 15th, 2021 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
INDENTURE, dated as of March 15, 2021, among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), the Guarantors (as defined herein) listed on the signature pages hereto and U.S. Bank National Association, a national banking association, as Trustee.
FIFTH AMENDMENT dated as of March 15, 2021 among LPL FINANCIAL HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, CERTAIN SUBSIDIARIES OF LPL FINANCIAL HOLDINGS INC., as Subsidiary Guarantors, THE INCREMENTAL REVOLVING LENDERS PARTY HERETO,...Fifth Amendment • March 15th, 2021 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This FIFTH AMENDMENT (this “Agreement”), dated as of March 15, 2021, is made by and among LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), LPL FINANCIAL HOLDINGS INC., a Delaware corporation (“Holdings”), each subsidiary of the Borrower listed on the signature pages hereto (the “Subsidiary Guarantors”; the Subsidiary Guarantors, together with Holdings, the “Guarantors”; and the Guarantors, together with the Borrower, the “Credit Parties”), each of the undersigned banks and other financial institutions party hereto as an “Incremental Revolving Lender” (as defined below), JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as administrative agent for the Lenders under the Amended Credit Agreement (as defined below) (the “Administrative Agent”) and as collateral agent for the Lenders under the Amended Credit Agreement, JPMorgan, CITIBANK, N.A. (“Citi”), U.S. BANK NATIONAL ASSOCIATION (“U.S. Bank”), WELLS FARGO BANK, N.A. (“Wells”), TRUIST BANK (“Truist”) and BANK OF AMERICA, N.A. (“B
