1,400,000 Depositary Shares XOMA CORPORATION Each Representing 1/1000th of a Share of 8.375% Series B Cumulative Perpetual Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 8th, 2021 • XOMA Corp • Pharmaceutical preparations • New York
The issuer has filed a registration statement (including a base prospectus dated March 19, 2021) and a preliminary prospectus supplement dated April 5, 2021 with the Securities and Exchange Commission (“SEC”) for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering.
DEPOSIT AGREEMENT Dated April 9, 2021 XOMA CORPORATION AS ISSUER, -and- AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, AS DEPOSITARY, TRANSFER AGENT AND REGISTRAR RELATING TO RECEIPTS, DEPOSITARY SHARES AND RELATED 8.375% SERIES B CUMULATIVE PERPETUAL...Deposit Agreement • April 8th, 2021 • XOMA Corp • Pharmaceutical preparations • Delaware
This DEPOSIT AGREEMENT is made and entered into as of April 9, 2021, among XOMA Corporation, a Delaware corporation (the “Company”), AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability company, as Depositary, Transfer Agent and Registrar, and all holders from time to time of Receipts (as hereinafter defined) issued hereunder.
