FORM OF SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 30th, 2021 • Canaan Inc. • Semiconductors & related devices • New York
Contract Type FiledApril 30th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 29, 2021, between Canaan Inc., a Cayman Islands company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 30th, 2021 • Canaan Inc. • Semiconductors & related devices • Georgia
Contract Type FiledApril 30th, 2021 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between Canaan, Inc. (the “Company”), FT Global Capital, Inc. (“FT Global”) and Valuable Capital Limited (“Valuable”), pursuant to which FT Global shall serve as the lead exclusive placement agent and Valuable will serve as placement agent (collectively, the “Placement Agents”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that the Placement Agents’ obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Agents to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Placement Agents placing the Securities.