0001193125-21-323223 Sample Contracts

AGREEMENT AND PLAN OF MERGER by and among LUMENTUM HOLDINGS INC. NEPTUNE MERGER SUB, INC. and NEOPHOTONICS CORPORATION Dated as of November 3, 2021

Merger Agreement • November 8th, 2021 • Neophotonics Corp • Semiconductors & related devices • New York

• Contract Type
  Merger Agreement
• Filed
  November 8th, 2021
• Company
  Neophotonics Corp
• Industry
  Semiconductors & related devices
• Jurisdiction
  New York

This AGREEMENT AND PLAN OF MERGER (this “Agreement”) is made and entered into as of November 3, 2021, by and among Lumentum Holdings Inc., a Delaware corporation (“Parent”), Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and NeoPhotonics Corporation, a Delaware corporation (the “Company”). All capitalized terms used in this Agreement shall have the respective meanings ascribed thereto in Article I.