CUSTODIAL AGREEMENTCustodial Agreement • December 17th, 2021 • Hercules Capital, Inc. • New York
Contract Type FiledDecember 17th, 2021 Company JurisdictionTHIS CUSTODIAL AGREEMENT (this “Agreement”) dated as of April 23, 2021, is entered into between HERCULES FUNDING IV LLC (the “Owner”) and WELLS FARGO BANK, NATIONAL ASSOCIATION, as custodian (in such capacity, the “ Custodian”).
SAFEKEEPING CUSTODY AGREEMENTSafekeeping Custody Agreement • December 17th, 2021 • Hercules Capital, Inc. • California
Contract Type FiledDecember 17th, 2021 Company JurisdictionThis custody agreement is made as of between Hercules Funding IV, LLC and City National Bank (“CNB”), a National Banking Association.
CUSTODIAL AGREEMENTCustodial Agreement • December 17th, 2021 • Hercules Capital, Inc. • New York
Contract Type FiledDecember 17th, 2021 Company JurisdictionTHIS CUSTODIAL AGREEMENT (this “Agreement”) dated as of July 29, 2015, is entered into between Hercules Technology Growth Capital, Inc., an investment company that has elected to be regulated as a business development company under the Investment Company of 1940 (“1940 Act”) and each of its subsidiaries listed on Schedule A hereto (each an “Owner”) and WELLS FARGO BANK, NATIONAL ASSOCIATION, as custodian (in such capacity, the “Custodian”). Except as expressly set forth herein, all references in this Agreement to an Owner are to each Owner, individually, as if this Agreement were only between such Owner and the Custodian.