RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • January 21st, 2022 • Blackstone Senior Floating Rate Term Fund • New York
THIS AGREEMENT, dated as of January 19, 2022, between each Acquiring Fund identified on Schedule A, on behalf of its series identified on Schedule A (each, an “Acquiring Fund”), and each Acquired Fund identified on Schedule A, on behalf of its series identified on Schedule A (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), each Fund (and series thereof) acting on its own behalf and separately from all of the other Funds and not jointly or jointly and severally with any of the other Funds (or their series). To the extent multiple Acquiring Funds and/or Acquired Funds are parties to this Agreement, the Agreement is to be treated as if each Acquiring Fund and each Acquired Fund had been the subject of a separate agreement, and references in the Agreement to “the Acquiring Fund” and “the Acquired Fund” shall mean each Acquiring Fund individually and each Acquired Fund individually, as the case may be.
RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • January 21st, 2022 • Blackstone Senior Floating Rate Term Fund
This Agreement, dated as of January 19, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Blackstone Liquid Credit Strategies LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTExchange Traded • January 21st, 2022 • Blackstone Senior Floating Rate Term Fund
This Agreement, dated as of January 19, 2022 , between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Blackstone Liquid Credit Strategies LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
INVESCO UNIT TRUSTS RULE 12d1-4 UNIT INVESTMENT TRUST OF FUNDS INVESTMENT AGREEMENTInvesco Unit Trusts • January 21st, 2022 • Blackstone Senior Floating Rate Term Fund
This Agreement, dated as of January 14, 2021, between Invesco Unit Trusts (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Blackstone Liquid Credit Strategies LLC (the “Adviser”), severally and not jointly (each an “Acquired Fund”).
BLACKSTONE SENIOR FLOATING RATE TERM FUND THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated as of September 9, 2021Agreement and Declaration of Trust • January 21st, 2022 • Blackstone Senior Floating Rate Term Fund
THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST (“Declaration”) made as of the 9th day of September, 2021, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
