FORM OF (CEFs) GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRING FUND) FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • January 28th, 2022 • Transparent Value Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022 by and among each Guggenheim Fund (collectively, the “Guggenheim Funds”) listed on Appendix A hereto, on behalf of itself and all current and future separate series thereof, severally and not jointly (each such series, an “Acquiring Fund,” except as otherwise indicated) and each Acquired Fund Registrant listed on Appendix B hereto (each, an “Acquired Fund”) and together with the Acquiring Fund(s), the “Funds”).
FORM OF (OEFs/ETFs) GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRING FUND) FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • January 28th, 2022 • Transparent Value Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022, by and among each Guggenheim Fund (collectively, the “Guggenheim Funds”) listed on Appendix A hereto, on behalf of itself and all current and future separate series thereof, severally and not jointly (each such series, an “Acquiring Fund,” except as otherwise indicated) and each Acquired Fund Registrant listed on Appendix B hereto (each, an “Acquired Fund”) and together with the Acquiring Fund(s), the “Funds”).
GUGGENHEIM FUNDS & GUGGENHEIM FUNDS RULE 12d1-4 FORM OF FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • January 28th, 2022 • Transparent Value Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022, by and among the Guggenheim Funds (and the separate series thereof, if any) listed in Appendix A – Acquired Funds hereto, severally and not jointly (each Guggenheim Fund and such series, an “Acquired Fund”) and the Guggenheim Funds (and the separate series thereof, if any) listed in Appendix B – Acquiring Funds hereto, severally and not jointly (each Guggenheim Fund and such series, an “Acquiring Fund” and together with the Acquired Fund(s), the “Funds”).
GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRED FUND) FORM OF FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • January 28th, 2022 • Transparent Value Trust • Delaware
THIS AGREEMENT, dated as of [ ], is made by and among each Guggenheim Fund listed on Appendix A – Acquired Funds hereto (as amended from time to time), on behalf of itself and its separate series (if any), severally and not jointly (each, an “Acquired Fund”) and each Acquiring Fund Registrant listed on Appendix B – Acquiring Funds hereto (as amended from time to time), on behalf of itself and its separate series (if any), severally and not jointly (each, an “Acquiring Fund” and together with the Acquired Fund(s), the “Funds”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2022 • Transparent Value Trust
THIS AGREEMENT, dated as of November, 18, 2021, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and Transparent Value Trust (the “Fund”). This Agreement shall apply to each investment portfolio of the Fund as set forth in Schedule A (the “Series”).
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • January 28th, 2022 • Transparent Value Trust
THIS AGREEMENT, dated as of November 18, 2021, is made and entered into by and between Security Investors, LLC (the “Adviser”) and Rydex Series Funds (the “Trust”). This Agreement shall apply to each investment portfolio of the Trust as set forth in Schedule A (each, a “Fund” and collectively, the “Funds”).
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT - SECURITY INVESTORS, LLCFund of Funds Waiver Agreement • January 28th, 2022 • Transparent Value Trust
THIS AGREEMENT, dated as of November 18, 2021, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
