Investment Advisory Agreement Harbor Long-Term Growers ETFHarbor ETF Trust • January 31st, 2022 • Illinois
Harbor ETF Trust (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor Long-Term Growers ETF (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • January 31st, 2022 • Harbor ETF Trust • Massachusetts
This amendment (“Amendment”) to the Master Custodian Agreement (the “Agreement”) dated as of September 2, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Custodian”) is entered into as of December 1, 2021 (the “Effective Date”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 31st, 2022 • Harbor ETF Trust • Massachusetts
This amendment (“Amendment”) to the Transfer Agency and Service Agreement (the “Agreement”) dated as of August 26, 2021 by and between Harbor ETF Trust (“Trust”) and State Street Bank and Trust Company (“State Street” or the “Transfer Agent”) is entered into as of December 1, 2021 (the “Effective Date”).
AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 31st, 2022 • Harbor ETF Trust • Delaware
This amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 13, 2021 by and between Harbor ETF Trust (“Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of December 1, 2021 (the “Effective Date”).
Investment Advisory Agreement For Subadviser Harbor Long-Term Growers ETFHarbor ETF Trust • January 31st, 2022 • Illinois
Harbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, Chicago, Illinois 60606, is the investment adviser to Harbor ETF Trust (the “Trust”) on behalf of Harbor Long-Term Growers ETF (the “Fund”). The Trust has been organized under the laws of the State of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series including the Fund, as established pursuant to a written instrument executed by the Trustees of the Trust (the “Board” or the “Trustees”). The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Jennison Associates LLC (“you”, “your” or “yourself”) to act as the sole sub-investment adviser of the Fund and to provide certain other se
