Investment Advisory Agreement Harbor All-Weather Inflation Focus ETFInvestment Advisory Agreement • February 8th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledFebruary 8th, 2022 Company JurisdictionHarbor ETF Trust (the “Trust”) has been organized under the laws of Delaware to engage in the business of an investment company. The shares of beneficial interest of the Trust (“Shares”) are divided into multiple series, including Harbor All-Weather Inflation Focus ETF (the “Fund”), as established pursuant to a written instrument executed by the Trustees of the Trust. Series may be terminated, and additional series established, from time to time by action of the Trustees. The Trust, on behalf of the Fund, has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows:
Investment Advisory Agreement For Subadviser (Harbor All-Weather Inflation Focus ETF)Investment Advisory Agreement • February 8th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledFebruary 8th, 2022 Company JurisdictionHarbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor ETF Trust (the “Trust”) on behalf of Harbor All-Weather Inflation Focus ETF (the “Fund”). The Trust has been organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The Trust is an open-end, management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The shares of beneficial interest of the Trust (the “Shares”) are divided into multiple series, including the Fund, as established pursuant to resolutions adopted by the Board of Trustees of the Trust (the “Board” or the “Trustees”). Pursuant to authority granted the Adviser by the Trust’s Trustees, the Adviser has selected Quantix Commodities LP (“you”, “your” or “yourself”) to act as a sub-investment adviser of t
Investment Advisory Agreement For Subadviser (Harbor Cayman Inflation Focus Ltd)Investment Advisory Agreement • February 8th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledFebruary 8th, 2022 Company JurisdictionHarbor Capital Advisors, Inc. (the “Adviser”), a Delaware corporation, with its principal offices at 111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606, is the investment adviser to Harbor Cayman Inflation Focus Ltd (the “Fund”). The Fund has been incorporated under the laws of the Cayman Islands to enable the Harbor All-Weather Inflation Focus ETF (the “Harbor ETF”) to gain exposure to certain types of commodity-linked derivative instruments. The Harbor ETF is a series of Harbor ETF Trust, a U.S. registered investment company, and the Fund is a wholly owned subsidiary of the Harbor ETF. Quantix Commodities LP (“you”, “your” or “yours”) serves as sub-investment adviser to the Harbor ETF. The Adviser has selected you to act as a sub-investment adviser of the Fund and to provide certain other services, as more fully set forth herein (the “Agreement”). You are willing to act as such a sub-investment adviser and to perform such services under the Agreement. Accordingly, the Advise
Investment Advisory Agreement Harbor Cayman Inflation Focus LtdInvestment Advisory Agreement • February 8th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledFebruary 8th, 2022 Company JurisdictionHarbor Cayman Inflation Focus Ltd (the “Fund”) has been organized under the laws of the Cayman Islands to enable the Harbor All-Weather Inflation Focus ETF (the “Harbor ETF”) to gain exposure to certain types of commodity-linked derivative instruments. The Harbor ETF is a series of Harbor ETF Trust, a U.S. registered investment company. The Fund is a wholly owned subsidiary of the Harbor ETF. You serve as investment adviser to the Harbor ETF. It is the Fund’s desire to engage you to act as investment adviser to the Fund so that you are able to implement the Harbor ETF’s investment strategy directly and indirectly through the Harbor ETF’s investments in the Fund. Accordingly, the Fund has selected you to act as the investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Fund agrees with you
INDEX LICENSE CONSENT TO ASSIGNMENT AGREEMENTIndex License Consent to Assignment Agreement • February 8th, 2022 • Harbor ETF Trust • Illinois
Contract Type FiledFebruary 8th, 2022 Company JurisdictionThis Index License Consent to Assignment Agreement (this “Agreement”), effective as of February 4, 2022 (the “Effective Date”), is made by and between Quantix Commodities LP, a Delaware limited partnership (“Licensor”), and Harbor Capital Advisors, Inc., a Delaware corporation (“Licensee”).