INVESTMENT SUBADVISORY AGREEMENT WILSHIRE ADVISORS LLCInvestment Subadvisory Agreement • February 28th, 2022 • Transamerica Funds • New York
This Agreement, entered into as of December 6, 2021 by and between Transamerica Asset Management, Inc., a Florida corporation (referred to herein as “TAM”) and Wilshire Advisors LLC, a Delaware limited liability company (referred to herein as the “Subadviser”).
BLACKROCK RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated asof January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS AGREEMENT, is made this 14th of January, 2022, by and among Fidelity Rutland Square Trust II (the “Fidelity Trust”), a statutory trust organized under the State of Delaware, on behalf of itself and its current and future series as identified on Schedule A, severally and not jointly (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”), and each trust identified on Schedule B (each, an “Underlying Trust”), on behalf of itself and its respective series identified on Schedule B, severally and not jointly (each, an “Acquired Fund” and collectively the “Acquired Funds” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022 (the “Effective Date”).
AMENDMENT TO AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2022 • Transamerica Funds
This Amendment, dated as of March 1, 2022 (the “Amendment”), to the Amended and Restated Expense Limitation Agreement effective as of March 1, 2005, and amended and restated as of March 1, 2022, as amended (the “Agreement”), is by and between Transamerica Asset Management, Inc. (the “Investment Manager”) and Transamerica Funds (the “Company”), on behalf of the Company’s series.
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (“Effective Date”), is made among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust, on behalf of each of their series listed in Schedule A (each, an “Acquiring Fund”) and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
TRANSAMERICA FUNDS AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN TRANSAMERICA ASSET MANAGEMENT, INC. AND TDAM USA INC.Sub-Advisory Agreement • February 28th, 2022 • Transamerica Funds
THIS AMENDMENT is made as of November 1, 2021, to the Investment Sub-Advisory Agreement dated as of November 1, 2018, as amended, (the “Agreement”) between Transamerica Asset Management, Inc., and Greystone Managed Investments Inc., (“Greystone”) as modified by the letter agreement between Greystone and TDAM USA Inc. (“TDAM USA”) dated September 26, 2019, by which Greystone transferred the Agreement to TDAM USA.
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS AGREEMENT is entered into as of January 19, 2022, among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust (each an “Acquiring Trust” and collectively, the “Acquiring Trusts”), each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an “Acquiring Fund” and collectively, the “Acquiring Funds”), and ALPS ETF Trust, (“Acquired Trust”), each on behalf of its itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
Transamerica Funds Management Agreement Transamerica Asset Management, Inc. Schedule A March 1, 2022Transamerica Funds • February 28th, 2022
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Transamerica Funds • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust, on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
TRANSAMERICA FUNDS AMENDED SCHEDULE I UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2022 • Transamerica Funds
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS FUND OF FUNDS INVESTMENT AGREEMENT (this “Agreement”), dated as of January 19, 2022, by and among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust, each an open-end management investment company organized under the laws of the State of Delaware (each, a “Trust” together, the “Trusts”)), on behalf of itself and each current and future series of each Trust, severally and not jointly, listed on Attachment A under the heading “Acquiring Funds,” as such Attachment A shall be amended from time to time (each such fund, an “Acquiring Fund”, and together, the “Acquiring Funds”); Transamerica Asset Management, Inc., a corporation organized under the laws of the State of Florida (the “Adviser”); American Funds Insurance Series, an open-end management investment company organized under the laws of the Commonwealth of Massachusetts (the “Series”); Capital Research and Management Company, a corporation organized under the laws of the State of Delaware (“CRMC”); each fund
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Transamerica Funds • New York
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust (each, referred to as a “Trust,” and collectively, the “Trusts”), on behalf of each of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENTWisdomtree Trust • February 28th, 2022 • Transamerica Funds
This Fund of Funds Investment Agreement (“Agreement”) is made as of January 19, 2022, by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly, set forth on Appendix A (each, an “Acquired Fund”) and each registered investment company, on behalf of each of its current and future series, severally and not jointly, set forth on Appendix A (each an “Acquiring Fund”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS AGREEMENT is entered into as of January 19, 2022, among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust (each an “Acquiring Trust” and collectively, the “Acquiring Trusts”), each a statutory trust organized under the laws of the State of Delaware, on behalf of itself or its separate series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”), and Global X Funds, a statutory trust organized under the laws of the State of Delaware (“Global X Funds”), on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS AGREEMENT, dated as of January 19, 2022, among the Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust, on behalf of themselves and their separate series listed on Schedule A (each, an “Investing Fund”), severally and not jointly, and the investment trusts listed on Schedule A, on behalf of themselves and their respective series also listed on Schedule A, severally and not jointly (each, a “Vanguard Fund” and together with the Investing Funds, the “Funds”).
TRANSAMERICA FUNDS AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN TRANSAMERICA ASSET MANAGEMENT, INC. AND RANGER INVESTMENT MANAGEMENT, L.P.Transamerica Funds • February 28th, 2022
THIS AMENDMENT is made as of December 13, 2021, to the Investment Sub-Advisory Agreement dated December 31, 2020 (the “Agreement”), between Transamerica Asset Management, Inc. (“TAM”) and Ranger Investment Management, L.P. (the “Sub-Adviser”). In consideration of the mutual covenants contained herein, the parties agree as follows:
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Transamerica Funds • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust, on behalf of each of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
ContractTransamerica Funds • February 28th, 2022
Reference is made to a Master Custodian and Fund Accounting Agreement dated January 1, 2011, as amended (the “Custodian Agreement”) by and among each registered investment management company party thereto (referred to therein as a “Fund”) and State Street Bank and Trust Company (“State Street”).
Schwab Rule 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds • California
THIS AGREEMENT, dated as of January 19, 2022, by and among Transamerica Funds, Transamerica Series Trust and Transamerica ETF Trust, each a statutory trust organized under the laws of the State of Delaware (each an “Acquiring Management Company”), on behalf of each Acquiring Management Company’s series identified on Schedule A, severally and not jointly (each, an “Acquiring Fund,” and collectively, the “Acquiring Funds”), and Schwab Strategic Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”), on behalf of its series identified on Schedule B, severally and not jointly (each, an “Acquired Fund” and, collectively, the “Acquired Funds”).
AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • February 28th, 2022 • Transamerica Funds
This Amendment, dated as of March 1, 2022 (the “Amendment”), is to the Amended and Restated Transfer Agency Agreement (the “Agreement”) dated as of December 17, 2020, by and between Transamerica Funds, a Delaware statutory trust, with its principal office and place of business at 1801 California Street, Suite 5200, Denver, CO 80202 (the “Trust”), and Transamerica Fund Services, Inc., a corporation organized under the laws of the State of Florida with its principal office and place of business at 1801 California Street, Suite 5200, Denver, CO 80202 (the “Transfer Agent”).
Transamerica Asset Management, Inc. 1801 California St, Suite 5200 Denver, CO 80202Transamerica Funds • February 28th, 2022
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • February 28th, 2022 • Transamerica Funds
THIS AGREEMENT, dated as of, January 19, 2022 between each Acquiring Fund(s) listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each series of VanEck ETF Trust (except such series listed on Schedule B which may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”).
