RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • February 28th, 2022 • Mbia Inc • Surety insurance • Connecticut
This Restricted Stock Agreement (this “Agreement”) is made and entered into as of _______ between MBIA Inc., a Connecticut corporation (together with its successors and assigns, the “Company”), and __________ (the “Grantee”).
FORM OF FACE OF RULE 144A SECURITY]Rule 144a Security Agreement • February 28th, 2022 • Mbia Inc • Surety insurance • New York
THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN ACCORDANCE WITH THE FOLLOWING SENTENCE. BY ITS ACQUISITION HEREOF OR OF A BENEFICIAL INTEREST HEREIN, THE ACQUIRER (1) REPRESENTS THAT IT AND ANY ACCOUNT FOR WHICH IT IS ACTING IS A “QUALIFIED INSTITUTIONAL BUYER” (WITHIN THE MEANING OF RULE 144A UNDER THE SECURITIES ACT) AND THAT IT EXERCISES SOLE INVESTMENT DISCRETION WITH RESPECT TO EACH SUCH ACCOUNT; AND (2) AGREES FOR THE BENEFIT OF THE COMPANY THAT IT WILL NOT OFFER, SELL, PLEDGE OR OTHERWISE TRANSFER THIS SECURITY OR ANY BENEFICIAL INTEREST HEREIN, EXCEPT IN ACCORDANCE WITH THE SECURITIES ACT AND ANY APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES AND ONLY (A) TO THE COMPANY OR ANY OF ITS SUBSIDIARIES, (B) TO A QUALIFIED INSTITUTIONAL BUYER IN COMPLIANCE WITH RULE 144A UNDER THE SECURITIES ACT, OR (C) TO AN INSTITUTIONAL INVESTOR THAT IS A
OMNIBUS AMENDMENT TO THE SUBORDINATED INDENTURE, INSURANCE POLICY, INSURANCE AGREEMENT AND CREDIT AGREEMENTOmnibus Amendment to the Subordinated Indenture, Insurance Policy, and Credit Agreement • February 28th, 2022 • Mbia Inc • Surety insurance • New York
THIS OMNIBUS AMENDMENT TO THE SUBORDINATED INDENTURE, INSURANCE POLICY AND CREDIT AGREEMENT, dated as of January 13, 2022 (this “Omnibus Amendment”) is entered into by and among the entities identified on the respective signature pages hereof. Reference is hereby made to the following documents:
