LUMENTUM HOLDINGS INC. (Company) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Trustee) 0.50% Convertible Senior Notes due 2028 INDENTURE Dated as of March 8, 2022Indenture • March 8th, 2022 • Lumentum Holdings Inc. • Communications equipment, nec • New York
INDENTURE, dated as March 8, 2022, between Lumentum Holdings Inc., a Delaware corporation, as issuer (the “Company”), and U.S. Bank Trust Company, National Association, a national banking association, as trustee (the “Trustee”).
Lumentum Holdings Inc.Purchase Agreement • March 8th, 2022 • Lumentum Holdings Inc. • Communications equipment, nec • New York
Lumentum Holdings Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions set forth in this agreement (this “Agreement”), to issue and sell to Goldman Sachs & Co. LLC and BofA Securities, Inc. (the “Purchasers”), an aggregate of $750,000,000 principal amount of the 0.50% Convertible Senior Notes due 2028 (the “Firm Securities”), and, at the election of the Purchasers, up to an aggregate of $112,500,000 additional aggregate principal amount of such 0.50% Convertible Senior Notes due 2028 (the “Optional Securities”). The Firm Securities and any Optional Securities that the Purchasers elect to purchase pursuant to Section 2 hereof are herein collectively called the “Securities”. The Securities will be convertible at the Company’s election into cash, shares of common stock of the Company, par value $0.001 per share (“Stock”), or a combination of cash and Stock.
